Davena M. Yee

CGC FINANCIAL SERVICES

Lake Oswego, OR 97035

Some features on this profile are disabled

CRD#: 4669435

Professional summary

Davena Marie Yee, who also goes by Davena Marie Styles, is a registered financial advisor currently at CGC FINANCIAL SERVICES located in Lake Oswego, Oregon and OSAIC WEALTH, INC. located in Lake Oswego, Oregon.

Davena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Davena has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Davena Marie Styles

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) RENTAL PROPERTY, NO,15370 SW EMPIRE TERRACE, TIGARD OR 97224, OWNER, 7/2011, 1HRS/MONTH, 0HRS DT, MAINTANENCE AND UPKEEP OF RESIDENTIAL PROPERTY. 2) CGC FINANCIAL SERVICES POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 45 START DATE: 12/31/2012 ADDRESS: 5 Centerpointe Drive, Suite 550, Lake Oswego OR 97035, United States DESCRIPTION: Client Relationships, Run Retirement Plans, Account Service, Business Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Davena Marie Yee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 20, 2016 - Present

CGC FINANCIAL SERVICES

Office #1: 5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 155446

Lake Oswego, OR

Current

November 7, 2007 - Present

OSAIC WEALTH, INC.

Office #1: 5 Centerpointe Drive Suite 550, Lake Oswego, OR 97035

RIA

CRD#: 23131

Lake Oswego, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/28/2023)

California
(2/12/2018)

Colorado
(3/10/2023)

Florida
(9/26/2019)

Hawaii
(9/26/2019)

Idaho
(4/13/2022)

Kansas
(7/17/2025)

Montana
(3/8/2023)

Nevada
(10/21/2021)

Oregon
(11/22/2007)

IAR

Oregon
(2/13/2018)

Pennsylvania
(3/26/2025)

IAR

Texas
(10/20/2016)

Vermont
(10/9/2020)

Virginia
(2/20/2025)

Washington
(7/1/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/12/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/21/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/2007

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CGC FINANCIAL SERVICES

CGC FINANCIAL SERVICES | CGC FINANCIAL SERVICES, LLC

CRD#: 155446 / SEC#: 801-78845

RIA

Registered Investment Advisory firm - (11/22/2013 Approved)

Oregon

Registered Investment Advisory firm - (12/4/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Centerpointe Dr Suite 550, Lake Oswego, OR 97035

Mailing Address

Phone number

(503) 670-1958

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CGC FINANCIAL SERVICES, ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts	3,027
AUM (Assets Under Management)	$ 737,318,031

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Davena M. Yee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Davena Marie Yee's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

Primary Firm SEC Registration

CGC FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 8/12/2016

Series 63

Date: 11/21/2007

SIE

Date: 10/1/2018

Series 7

Date: 4/29/2016

Series 6

Date: 11/6/2007

FINRA

Current Firm

CGC FINANCIAL SERVICES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CGC FINANCIAL SERVICES

TRUST BUT VERIFY

Similar Advisors