Stephen A. Mcbride
PRIVATE CLIENT SERVICES
Kenton, OH 43326
Some features on this profile are disabled
CRD#: 4669154
Professional summary
Stephen Andrew Mcbride, CFP®, who also goes by Andy Mcbride, is a registered financial advisor currently at PRIVATE CLIENT SERVICES, LLC located in Kenton, Ohio.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Stephen has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andy Mcbride
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 7/18/2008 - NON-VARIABLE INSURANCE DBA - MCBRIDE FINANCIAL SERVICES - INSURANCE PLANNING THAT COINCIDES WITH FINANCIAL PLANNING. - TIME SPENT 35% - KENTON, OH. (2) 2/23/2009 - COMMUNITY, CIVIC AND CHARITABLE BOARD - HARDIN COUNTY CHAMBER AND BUSINESS ALLIANCE - SIT ON THE FINANCE/HR COMMITTEE FOR THE COUNTY CHAMBER AND BUSINESS ALLIANCE. WILL NOT BE A BOARD MEMBER BUT WILL RECOMMEND COURSE OF ACTION FOR BOARD IN REGARDS TO BUDGET, AND SALARIES/BONUSES. - 1% OF TIME SPENT (3) 03/09/2015: NWO PENN HOLDINGS - INV REL - RESTURANT FRANCHISE - START 03/15/2015 - 4 HR/MO NONE DURING SECS TRDG HRS - PENN STATION EAST COAST SUBS FRANCHISE OWNER (4) 10/11/2017: McBride Family Farm - Investment Related - 6122 County Road 195, Forest, Ohio 45843 - Other-Farm - Started 09/15/1999 - 15 Hours Per Month/1 Hour During Securities Trading - MANAGE FAMILY FARM. (5) 10/18/2017: Consolidated Restaurant Enterprises, LLC - Not Investment Related - Location: Unknown at this time. - Other-Business Owner - Co-owner - Started 10/02/2017 - 3 Hours Per Month/0 Hours During Securities Trading - Business that will own and operate Marco's Pizza Franchise. (6) McBride Financial Services- 11/2017 - Kenton, OH - owner/FINANCIAL planner - 40+ HOURS/WK DURING TRADING HOURS. FINANCIAL ADVISING SERVICES. 7) Walnut Grove UMC Board of Trustees, 13502 Township Rd 80, Kenton, OH 43326. Chair of Church board. 1 hr/month not during trading hrs. Non-investment related. 8) Hardin County Society for Crippled Children, PO Box 793 Kenton, OH 43326. Board member of non-profit. 1/2 hr/month during trading hrs. non-investment related. 9) Friends of John Cross, county co-chair for non-profit political campaign. 8 N Main Street, Kenton, OH 43326 1 hr/month, not during trading hrs. non-investment related. 10) Assistant Coach of Riverdale Girls Basketball Team. 20613 SR 37, Mt Blanchard, OH 45867. Assistant Coach, coaching basketball. Approx 27 hrs/mo; 0 during trading hrs. 11) Heritage Wealth Group, DBA shared with Bradbury Wealth Management for RIA business. 405 N. Main Street, Suite A, Kenton, OH 43326. 149 hrs/mo, 120 during trading hrs. Effective 05/2025
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Andrew Mcbride's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Andrew Mcbride's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
May 5, 2025 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 405 N Main Street Ste A, Kenton, OH 43326RIA
BD
CRD#: 120222
Kenton, OH
Current
November 21, 2017 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 405 N Main Street Ste A, Kenton, OH 43326RIA
BD
CRD#: 120222
Kenton, OH
Past
November 21, 2017 - July 10, 2025
HERITAGE WEALTH PARTNERS, LLC
RIA
CRD#: 290276
KENTON, OH
Past
March 13, 2006 - November 28, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
KENTON, OH
Past
July 5, 2005 - November 28, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
KENTON, OH
Past
January 11, 2005 - July 13, 2005
REGIS ASSET MANAGEMENT LLC
RIA
CRD#: 125872
SUNBURY, OH
Past
November 18, 2003 - July 13, 2005
REGIS SECURITIES CORPORATION
BD
CRD#: 103711
WESTERVILLE, OH
Past
July 4, 2003 - November 11, 2003
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/29/2018)
RR
Florida(11/21/2017)
RR
Iowa(11/21/2017)
RR
Kentucky(11/21/2017)
RR
New Jersey(1/24/2022)
RR
New York(11/21/2017)
RR
Ohio(11/21/2017)
IAR
Ohio(5/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PC
PRIVATE CLIENT SERVICES, LLC
AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH
CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
2225 Lexington Rd., Louisville, KY 40206
Mailing Address
2225 Lexington Rd., Louisville, KY 40206
Phone number
(502) 451-0600
Established
Kentucky since 02/05/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
60
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KFG ENTERPRISES, INC. | SHAREHOLDER | |
| PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUST | ESOP TRUST | |
| GRAHAM, TIMOTHY DALEY | PRESIDENT | 4461811 |
| IRONSIDE, JULIA MEYER | FINOP | 2441578 |
| MILLS, STEVEN RICHARD | CHIEF OPERATIONS OFFICER | 3133520 |
| SAMPSON, ERNEST AUBREY | MANAGING MEMBER, ESOP TRUSTEE | 2001651 |
| TAYLOR-JONES, JOHN PHILIP | CHIEF COMPLIANCE OFFICER | 2171620 |
| WESCOTT, MARY ELIZABETH | CHIEF ADMINISTRATION OFFICER | 4404797 |
Regulatory assets under management
| Total Number of Accounts | 3,271 |
| AUM (Assets Under Management) | $ 1,051,273,980 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
