Martin B. Wilens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Bernard Wilens was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1972. Martin had worked at 12 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 1980 - December 23, 1982
WILENS SECURITIES, CO.
January 12, 1978 - July 16, 1979
JOHN MUIR & CO.
September 16, 1977 - December 27, 1983
PRUDENTIAL EQUITY GROUP, LLC
December 23, 1976 - January 18, 1978
FIRST GEORGETOWN SECURITIES, INC.
August 27, 1976 - September 16, 1977
BACHE HALSEY STUART INC.
February 27, 1976 - August 27, 1976
BACHE & CO INCORPORATED
January 16, 1976 - February 27, 1976
BACHE & CO., INCORPORATED
March 13, 1975 - January 5, 1976
A. G. EDWARDS & SONS, INC.
October 7, 1974 - April 1, 1975
DERAND/PENNINGTON/BASS, INC.
April 26, 1974 - November 11, 1974
MOSELEY, HALLGARTEN & ESTABROOK INC.
August 10, 1973 - April 26, 1974
F. S. MOSELEY, ESTABROOK INC.
May 2, 1972 - August 10, 1973
ESTABROOK & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/18/1972
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
