Rikin K. Patel

EMERSON EQUITY LLC

Fairfield, NJ 07004

Some features on this profile are disabled

CRD#: 4669036

Professional summary

Rikin Kaushik Patel is a registered financial advisor currently at EMERSON EQUITY LLC located in Fairfield, New Jersey.

Rikin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Rikin has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SOLAR TWINS RENEWABLES LLC-NOT INVESTMENT RELATED, 355 GLENWOOD ROAD, RIDGEWOOD, NJ 07450, ENTITY HOLDS SOLAR PROJECTS I HAVE PURCHASED, MANAGING MEMBER, MANAGE THE SOLAR PROJECTS THAT IM INVESTING INTO, 0 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 11/2024 2) TWIN FUNDING LLC-NOT INVESTMENT RELATED, 355 GLENWOOD ROAD, RIDGEWOOD, NJ 07450, THIS ENTITY NEED TO BE CREATD FOR JP MORGAN TO CREATE A CREDIT FACILITY FOR MU PREMIUM FINANCED LIFE INSURANCE POLICY. THE CREDIT LINE IS AGAINST THE CASH VALUE OF THE POLICY, SINGLE MEMBER ENTITY OWNED BY MY TRUST, MAKING SURE MY PREMIUM IS FUNDED EACH YEAR, 0 HRS MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 09/2024 3) TWIN ADVISORY SERVICES INC-NOT INVESTMENT RELATED, 310 PASSAIC AVE., STE 215, FAIRFIELD, NJ ENTITY USED TO TRANSFER 1099 COMMISSIONS TO CLOSELY HELD MY S-CORP. THE BUSINESS ALSO REPORTS INCOME FROM LIFE INSURANCE AND ACCOUNTING SERVICES., PRESIDENT, REPORTING OF BUSINESS INCOME AND EXPENSES. 1 HR A MONTH, 0 HRS MONTHLY DURING SECURITIES TRADING HOURS, 01/2017 4) KAUSHIK PATEL LLC-NOT INVESTMENT RELATED, 310 PASSAIC AVE., STE 215, FAIRFIELD, NJ 07004, ACCOUNTING AND TAX SERVICES FOR INDIVIDUALS AND BUSINESSES, MANAGING MEMBER, MANAGE THE ACCOUNTING AND TAX PRACTICE, 01/2002 5) CYOUR NJ LLC-NOT INVESTMENT RELATED, 97 TRUMAN DRIVE, WOODBRIDGE, NJ 07075, CANNABIS CULIVATION, MEMBER-LIMITED, PASSIVE INVESTOR IN A COMPNAY THAT ACQUIRED A CULTIVATION LICENSE IN NEW JERSEY, 0 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 12/2021 6) PARKVIEW INVESTMENT ADVISORS-INVESTMENT RELATED, 50 CRAIGWOOD ROAD, STE 205, SOUTH PLAINFIELD, NJ 07080, VENTURE CAPITAL, PRINCIPAL, REVIEW THE OVERALL STRUCTURE OF THE VENTURE FUND, 3 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 05/2019 7) DOUBLE VISION VENTURES, LLC-INVESTMENT RELATED, 310 PASSAIC AVE., STE 215 FAIRFIELD NJ 07004, PROVIDE SALES, INVESTOR, OPERATIONS AND STRATIGIC SUPPORT FOR SOLIDARIS CAPITAL, LLC, SOLIDARIS SOLAR VENTURES, LLC, SMR CAPITAL, AVONDALE LLC, PRESIDENT, 100% OWNER, STRATEGIC GUIDANCE ACROSS SALES, INVESTOR RELATIONS, OPERATIONS, AND ORGANIZATIONAL GROWTH SUPPORT SERVICCES ARE DESIGNED TO EVERAGE INDUSTRY EXPERIENCE AND NETWORK TO CREATE STRATEGIC OPPORTUNITIES., 6 HRS MONTHLY, 2 HRS DURING SECURITIES TRADING HOURS, 04/2025 8) SMR CAPITAL, LLC-INVESTMENT RELATED, 24 HANDLER COURT, BELLE MEAD, NJ 08520, VENTURE CAPITAL, PRINCIPAL, PROVIDE STRATEGY FOR DISTRIBUTION, INVESTOR RELATIONS, AND OPERATIONAL OVERSIGHT, 1 HOUR MONTHLY, 0 HOURS DURING SECURITIES TRADING HOURS, 04/2025 9) TWYNING LLC-INVESTMENT RELATED, 838 WALKER ROAD, SUITE 21-2, DOVER, DE 19904, MERCHANT CREDIT ADVANCES, OPERATIONS/ACCOUNTING, PROVIDE ACCOUNTING AND TAX SUPPORT ORGANIZATION, 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 03/2024 10) AVONDALE LLC-INVESTMENT RELATED, PO BOX 1867 WEST PALM BEACH, FL 33402, MERCHANT CREDIT ADVANCES, OPERATIONS/ACCOUNTING/INVESTOR RELATIONS, PROVIDE ACCOUNTING, INVESTOR RELATIONS, AND TAX SUPPORT FOR THE ORGANIZATION, 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 04/2025

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rikin Kaushik Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Rikin Kaushik Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

EMERSON EQUITY LLC

Office #1: 310 Passaic Ave. Ste 215, Fairfield, NJ 07004

RIA

CRD#: 130032

Fairfield, NJ

Current

March 18, 2025 - Present

EMERSON EQUITY LLC

Office #1: 155 Bovet Road, Suite 725, San Mateo, CA 94402Office #2: 155 Bovet Road, Suite 725, San Mateo, CA 94402

RIA

CRD#: 130032

SAN MATEO, CA

Past

February 22, 2023 - March 25, 2025

KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898

Fairfield, NJ

Past

January 5, 2022 - March 25, 2025

KINGSWOOD WEALTH ADVISORS, LLC

RIA

CRD#: 288792

Fairfield, NJ

Past

May 22, 2020 - January 3, 2022

BENCHMARK ADVISORY SERVICES, LLC

RIA

CRD#: 305662

Fairfield, NJ

Past

May 22, 2020 - May 19, 2023

D. BORAL CAPITAL

CRD#: 103792

Fairfield, NJ

Past

June 30, 2016 - May 22, 2020

STONEX ADVISORS INC.

RIA

CRD#: 174182

Fairfield, NJ

Past

August 25, 2015 - June 30, 2016

INTL ADVISORY CONSULTANTS INC.

RIA

CRD#: 130888

FAIRFIELD, NJ

Past

March 21, 2012 - May 22, 2020

STONEX SECURITIES INC.

CRD#: 18456

Fairfield, NJ

Past

January 25, 2011 - April 3, 2012

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

LYNDHURST, NJ

Past

February 6, 2004 - December 31, 2010

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

LYNDHURST, NJ

Past

October 7, 2003 - February 27, 2004

KIMBERLY CAPITAL CORP.

CRD#: 41470

GLEN ROCK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA

Registered Investment Advisory firm - SEC (4/16/2021 Approved)

California

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (9/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/12/2023 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/14/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/16/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/18/2025)

Alaska
(3/18/2025)

Arizona
(3/18/2025)

Arkansas
(11/4/2025)

California
(3/18/2025)

Colorado
(3/18/2025)

Connecticut
(3/18/2025)

Delaware
(3/18/2025)

District of Columbia
(10/28/2025)

Florida
(3/18/2025)

Georgia
(3/18/2025)

Hawaii
(3/18/2025)

Idaho
(3/18/2025)

Illinois
(3/18/2025)

Indiana
(3/18/2025)

Iowa
(3/18/2025)

Kansas
(3/18/2025)

Kentucky
(3/18/2025)

Louisiana
(3/18/2025)

Maine
(3/18/2025)

Maryland
(3/18/2025)

Massachusetts
(3/18/2025)

Michigan
(3/18/2025)

Minnesota
(3/18/2025)

Mississippi
(3/18/2025)

Missouri
(3/18/2025)

Nebraska
(3/18/2025)

Nevada
(3/18/2025)

New Hampshire
(3/18/2025)

New Jersey
(3/18/2025)

IAR

New Jersey
(3/27/2025)

New Mexico
(3/18/2025)

New York
(3/18/2025)

North Carolina
(3/26/2025)

North Dakota
(3/18/2025)

Ohio
(3/18/2025)

Oklahoma
(3/18/2025)

Oregon
(3/18/2025)

Pennsylvania
(3/18/2025)

Rhode Island
(3/18/2025)

South Carolina
(3/18/2025)

South Dakota
(3/18/2025)

Tennessee
(3/18/2025)

Texas
(3/18/2025)

Utah
(3/19/2025)

Vermont
(10/27/2025)

Virginia
(3/18/2025)

Washington
(3/18/2025)

Wisconsin
(10/29/2025)

Wyoming
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/15/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

EMERSON EQUITY LLC

CRD#: 130032 / SEC#: 801-120835, 8-66296

RIA

Registered Investment Advisory firm - SEC (4/16/2021 Approved)

California

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

Colorado

Registered Investment Advisory firm - SEC (4/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - SEC (5/11/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (9/21/2021 Terminated)

North Carolina

Registered Investment Advisory firm - SEC (4/12/2023 Terminated)

Ohio

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Texas

Registered Investment Advisory firm - SEC (4/11/2023 Terminated)

Virginia

Registered Investment Advisory firm - SEC (2/14/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - SEC (11/16/2022 Terminated)

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

155 Bovet Road, Suite 725, San Mateo, CA 94402

Mailing Address

155 Bovet Road, Suite 725, San Mateo, CA 94402

Phone number

(650) 312-0200

Established

California since 10/10/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

222

SEC notice filing (32 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (10/27/2025)

Direct owners and executive officers

Name	Position	CRD#
BALDINI, DOMINIC JULIO	MANAGING MEMBER, PRESIDENT, GENERAL SECURITIES PRINCIPAL, CHIEF COMPLIANCE OFFICER, OPTIONS PRINCIPAL, MUNI PRINCIPAL, FINOP	3082081
MORRISSEY, KATHLEEN FRANCES	CHIEF OPERATIONS OFFICER	1771747
SNYDER, SEAN KRISTIAN	CHIEF STRATEGY OFFICER	1860842

Regulatory assets under management

Total Number of Accounts	1,091
AUM (Assets Under Management)	$ 327,937,701

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Sungmin Ryan Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Florham Park, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rikin K. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rikin Kaushik Patel's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Rikin Kaushik Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMERSON EQUITY LLC

KINGSWOOD CAPITAL PARTNERS, LLC

KINGSWOOD WEALTH ADVISORS, LLC

BENCHMARK ADVISORY SERVICES, LLC

D. BORAL CAPITAL

STONEX ADVISORS INC.

INTL ADVISORY CONSULTANTS INC.

STONEX SECURITIES INC.

CETERA FINANCIAL SPECIALISTS LLC

WOODBURY FINANCIAL SERVICES, INC.

KIMBERLY CAPITAL CORP.

Primary Firm SEC Registration

EMERSON EQUITY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2014

Series 63

Date: 8/15/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2003

FINRA

Current Firm

EMERSON EQUITY LLC

Contact information

SEC notice filing (32 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

EMERSON EQUITY LLC

TRUST BUT VERIFY

Similar Advisors