TD
Theodore R. Davis
BRIGHT INVESTMENTS
Memphis, TN
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CRD#: 4668980
TD
Professional summary
Theodore Robert Davis, who also goes by Ted Robert Davis, is a registered financial advisor currently at BRIGHT INVESTMENTS, LLC located in Memphis, Tennessee and LYONS VIEW CAPITAL, LLC located in Memphis, Tennessee.
Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Theodore has worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ted Robert Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Lyons View Capital, LLC Investment-related: YES Address: 570 Devall Dr, Ste 303, Auburn AL 36832 Nature of the other business: registered investment advisor Position: Partner Title: Portfolio Manager Start date: Nov 2022 Approximate number of hours/month: 160 Number of hours devoted during securities trading hours: 160 Duties relating to the other business: sales, marketing, operations, portfolio management
CRS (Client Relationship Summary) - RIA
Click below to view Theodore Robert Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 21, 2021 - Present
BRIGHT INVESTMENTS, LLC
RIA
CRD#: 269955
Memphis, TN
Current
April 6, 2023 - Present
LYONS VIEW CAPITAL, LLC
Office #1: 1331 Union Ave Ste 1000, Memphis, TN 38104Office #2: 1331 Union Ave Suite 1000, Memphis, TN 38104RIA
CRD#: 324582
Memphis, TN
Past
October 6, 2003 - November 5, 2003
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(4/6/2023)
IAR
Tennessee(9/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BRIGHT INVESTMENTS, LLC
BRIGHT INVESTMENTS, LLC
CRD#: 269955 / SEC#: 801-120845
RIA
Registered Investment Advisory firm - (4/16/2021 Approved)Alabama
Registered Investment Advisory firm - (4/21/2021 Terminated)Arkansas
Registered Investment Advisory firm - (4/21/2021 Terminated)Colorado
Registered Investment Advisory firm - (4/26/2021 Terminated)Florida
Registered Investment Advisory firm - (4/21/2021 Terminated)New Jersey
Registered Investment Advisory firm - (6/22/2021 Terminated)Tennessee
Registered Investment Advisory firm - (4/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
570 Devall Drive Suite 303, Auburn, AL 36832
Mailing Address
Phone number
(334) 321-2321
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 139,769,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/16/2023 | ||
| 10/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
