Anthony G. Grigonis
Professional summary
Anthony George Grigonis, CFA, who also goes by Anthony George Grigonis, Tony George Grigonis, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2003. Anthony has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony George Grigonis's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2023 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206December 10, 2021 - April 26, 2023
MML DISTRIBUTORS, LLC
October 5, 2017 - December 13, 2021
BARINGS SECURITIES LLC
April 4, 2013 - July 25, 2017
TOUCHSTONE SECURITIES, INC.
December 3, 2012 - March 19, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
January 10, 2012 - December 3, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
February 18, 2011 - August 23, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
June 25, 2008 - May 24, 2010
NYLIFE DISTRIBUTORS LLC
August 16, 2005 - June 19, 2008
NEW YORK LIFE INVESTMENT MANAGEMENT LLC
August 16, 2005 - June 19, 2008
NYLIFE DISTRIBUTORS LLC
June 3, 2005 - August 11, 2005
TAFFERER TRADING, LLC
May 10, 2004 - January 3, 2005
GUGGENHEIM INVESTMENTS
November 19, 2003 - January 3, 2005
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 15, 2003 - November 24, 2003
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(9/13/2024)
(10/24/2023)
(5/5/2023)
(5/5/2023)
(9/13/2024)
(5/5/2023)
(10/24/2023)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(9/13/2024)
(5/5/2023)
(5/5/2023)
(5/5/2023)
(9/13/2024)
(5/5/2023)
Exams
FINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
