Jason J. Dopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason John Dopoulos, who also goes by Jason Dopoulos, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 50, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2022 - September 24, 2024
WHITE OAK MERCHANT PARTNERS LLC
January 2, 2019 - June 22, 2020
LUMENT SECURITIES, LLC
October 31, 2007 - January 2, 2019
LANCASTER POLLARD & CO., LLC
September 18, 2003 - February 2, 2004
FORESIDE DISTRIBUTION SERVICES, L.P.
August 1, 2003 - August 6, 2003
WADDELL & REED
July 25, 2003 - August 6, 2003
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
WHITE OAK MERCHANT PARTNERS LLC
CRD#: 140142 / SEC#: , 8-67283
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
