Juan C. Ibanez

RBC ROCHDALE

LAKE MARY, FL 32746

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CRD#: 4668822

Professional summary

Juan Carlos Ibanez, CPWA®, who also goes by Carlos Ibanez, J. Carlos Ibanez, is a registered financial advisor currently at RBC ROCHDALE, LLC located in Lake Mary, Florida and CNR SECURITIES, LLC located in Lake Mary, Florida.

Juan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Juan has worked at 8 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Aliases

Carlos Ibanez | J. Carlos Ibanez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Ibanez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CPWA^®

Certified Private Wealth Advisor

Experience

Current

June 4, 2025 - Present

RBC ROCHDALE, LLC

Office #1: 605 Crescent Executive Court Suite 320, Lake Mary, FL 32746

RIA

CRD#: 117198

LAKE MARY, FL

Current

July 17, 2017 - Present

CNR SECURITIES, LLC

Office #1: 605 Crescent Executive Court, Suite 320, Lake Mary, FL 32746-2133

CRD#: 18466

LAKE MARY, FL

Past

May 9, 2016 - March 31, 2017

TERRA CAPITAL MARKETS LLC

CRD#: 123762

NEW YORK, NY

Past

July 11, 2015 - April 21, 2016

TRILOMA SECURITIES, LLC

CRD#: 173059

WINTER PARK, FL

Past

April 6, 2011 - January 8, 2015

FS INVESTMENT SOLUTIONS, LLC

CRD#: 145244

ORLANDO, FL

Past

November 8, 2006 - March 31, 2011

CNL SECURITIES CORP.

CRD#: 10356

ORLANDO, FL

Past

July 8, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CORONA, CA

Past

June 23, 2005 - August 30, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 23, 2005 - August 30, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(7/17/2017)

IAR

Florida
(6/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/22/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/7/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

RBC ROCHDALE, LLC

CRD#: 117198 / SEC#: 801-27265

RIA

Registered Investment Advisory firm - (6/20/1986 Approved)

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Contact information

Main Address

400 Park Avenue 10th Floor, New York, NY 10022

Mailing Address

Phone number

(212) 702-3500

Established

Firm type

Fiscal year end

# of Employees

269

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RBC ROCHDALE INDEPENDENT CHANNEL BROCHURE (1/29/2026)

RBC ROCHDALE BANK CHANNEL BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	42,671
AUM (Assets Under Management)	$ 72,960,498,578

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/25/2026	Cover Page	Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Juan C. Ibanez

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Carlos Ibanez's CRS (Customer Relationship Summary).

Certified licenses

Experience

CNR SECURITIES, LLC

TERRA CAPITAL MARKETS LLC

TRILOMA SECURITIES, LLC

FS INVESTMENT SOLUTIONS, LLC

CNL SECURITIES CORP.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

RBC ROCHDALE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/22/2025

Series 66

Date: 7/7/2005

SIE

Date: 10/1/2018

Series 7

Date: 6/22/2005

FINRA

Current Firm

RBC ROCHDALE, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RBC ROCHDALE, LLC

TRUST BUT VERIFY

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