Joseph J. Lu

CONSCIOUS CAPITAL ADVISORS

Newport Beach, CA 92660

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CRD#: 4668763

Professional summary

Joseph Jing-ting Lu, CFA, who also goes by Joe Lu, is a registered financial advisor currently at CONSCIOUS CAPITAL ADVISORS located in Newport Beach, California.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joseph has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Lu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of outside business: MM Integration; Is the business investment related: No; Location of the business: 8 Hewlett Ave, Point Lookout, NY 11228; Description of the business: Business consulting and enterprise software development; Position Title: Managing Partner; Start date with business: 2021-06-05; Hours devoted to business during trading hours: 30; Hours devoted to business outside trading hours: 30;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jing-ting Lu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

August 15, 2019 - Present

CONSCIOUS CAPITAL ADVISORS

Office #1: 4533 Macarthur Blvd Ste A-2139, Newport Beach, CA 92660

RIA

CRD#: 304655

Newport Beach, CA

Past

February 8, 2019 - March 1, 2019

YOSEMITE CAPITAL MANAGEMENT

RIA

CRD#: 124298

TUSTIN, CA

Past

September 28, 2018 - December 20, 2018

CS PLANNING CORP

RIA

CRD#: 149937

La Mirada, CA

Past

April 30, 2015 - March 28, 2017

FINANCIAL ADVISORS NETWORK, INC.

RIA

CRD#: 152083

TUSTIN, CA

Past

June 4, 2003 - February 23, 2004

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/13/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 6/2/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CONSCIOUS CAPITAL ADVISORS

CONSCIOUS CAPITAL ADVISORS | CONSCIOUS CAPITAL ADVISORS, LLC

CRD#: 304655 / SEC#:

California

Registered Investment Advisory firm - (8/15/2019 Approved)

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Contact information

Main Address

4533 Macarthur Blvd Ste A-2139, Newport Beach, CA 92660

Mailing Address

Phone number

(213) 340-4157

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 429,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph J. Lu

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Jing-ting Lu's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONSCIOUS CAPITAL ADVISORS

YOSEMITE CAPITAL MANAGEMENT

CS PLANNING CORP

FINANCIAL ADVISORS NETWORK, INC.

WOODBURY FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/13/2003

Series 6

Date: 6/2/2003

Current Firm

CONSCIOUS CAPITAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONSCIOUS CAPITAL ADVISORS

TRUST BUT VERIFY

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