David P. Connelly
Professional summary
David P Connelly, who also goes by David Patrick Connelly, David Connelly, is a registered financial advisor currently at ORCHARD ADVISORS located in Cazenovia, New York.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David P Connelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 14, 2021 - Present
ORCHARD ADVISORS
October 31, 2011 - September 15, 2016
IMC SECURITIES LLC
May 4, 2011 - August 16, 2011
ROSENTHAL GLOBAL SECURITIES LLC
December 22, 2010 - May 25, 2011
GELBER SECURITIES, LLC
July 13, 2009 - January 26, 2011
GOLDMAN SACHS & CO. LLC
June 13, 2003 - June 22, 2004
WOLVERINE EXECUTION SERVICES, LLC
Primary Firm SEC Registration
ORCHARD ADVISORS
CRD#: 284061 / SEC#: 801-120137
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2021)
Exams
Current Firm
ORCHARD ADVISORS
CRD#: 284061 / SEC#: 801-120137
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 405 |
| AUM (Assets Under Management) | $ 74,133,815 |
Red Flags
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