SW
Stephen B. Wilde
GLASS WEALTH MANAGEMENT CO.
San Antonio, TX 78209-1544
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CRD#: 466833
SW
Professional summary
Stephen Brent Wilde is a registered financial advisor currently at GLASS WEALTH MANAGEMENT CO., LLC located in San Antonio, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Stephen has worked at 4 firms and has passed the Series 63, Series 3, Series 1, Series 4, Series 12 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A.Stephen B. Wilde-President of Wilde Properties, Inc.-A real estate management entity serving as general partner for a family limited partnership since 2010. Mr. Wilde spends approximately ten hours per month on matters associated with this entity. By definition of pp 13 of the form U4, business is investment related. The business address is PO Box 6169, San Antonio, TX 78209. B. Stephen Wilde-President of SBW Management, Inc. is a non-investment entity started November 2015 serving as GP for 3BRT Investments, LP. Mr. Wilde spends approximately ten hours per month on matters associated with this entity. The business address is 1020 NE Loop 410, Suite 802, San Antonio, TX 78209. C. Stephen Wilde-President of Fredericksburg Development, Inc. is a non-investment entity started December of 2017. Mr. Wilde spends approximately ten hours per month on matters associated with this entity. The business address is 1020 NE Loop 410, Suite 802, San Antonio, TX 78209.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Brent Wilde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 20, 2003 - Present
GLASS WEALTH MANAGEMENT CO., LLC
Office #1: 1250 Ne Loop 410 Suite 333, San Antonio, TX 78209-1544Office #2: Po Box 6169, San Antonio, TX 78209RIA
CRD#: 114097
San Antonio, TX
Past
July 31, 1999 - December 31, 2002
GLASS WEALTH MANAGEMENT CO., LLC
RIA
CRD#: 114097
SAN ANTONIO, TX
Past
January 2, 1986 - January 1, 1988
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
November 20, 1981 - January 14, 1986
UNDERWOOD, NEUHAUS & CO., INCORPORATED
BD
CRD#: 839
Past
August 8, 1978 - September 30, 1983
ROTAN MOSLE INC.
BD
CRD#: 727
Past
November 6, 1973 - November 29, 1981
ROTAN MOSLE INC.
BD
CRD#: 727
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GLASS WEALTH MANAGEMENT CO., LLC
GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.
CRD#: 114097 / SEC#: 801-112949
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)Texas
Registered Investment Advisory firm - (5/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(7/14/2015)
IAR
Texas(3/20/2003)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/3/1973
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 10/1/1978
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
RR
Series 40
Date: 8/4/1978
Registered Principal ExaminationCurrent Firm
GW
GLASS WEALTH MANAGEMENT CO., LLC
GLASS MANAGEMENT COMPANY | GLASS WEALTH MANAGEMENT CO., LLC | GLASS WEALTH MANAGEMENT CO.
CRD#: 114097 / SEC#: 801-112949
RIA
Registered Investment Advisory firm - (4/26/2018 Approved)Louisiana
Registered Investment Advisory firm - (3/25/2022 Terminated)Texas
Registered Investment Advisory firm - (5/1/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1020 Ne Loop 410 Suite 802, San Antonio, TX 78209-1544
Mailing Address
Phone number
(210) 930-5141
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 340 |
| AUM (Assets Under Management) | $ 251,596,767 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
