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MR

Michael A. Reardon

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CRD#: 4667947
MR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Anthony Reardon, who also goes by Michael A Reardon, Michael Anthony Reardon, Michael Reardon, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2004. Michael had worked at 6 firms and has passed the Series 65, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael A Reardon | Michael Anthony Reardon | Michael Reardon

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

August 16, 2018 - January 13, 2020

RETIREMENT ENERGY, LLC

RIA
CRD#: 297081
CHARLOTTE, NC
Past

December 4, 2012 - October 5, 2016

GLOBAL ATLANTIC DISTRIBUTORS, LLC

BD
CRD#: 8326
Southborough, MA
Past

June 21, 2007 - December 22, 2010

EPOCH SECURITIES, INC.

BD
CRD#: 103899
SOUTHBOROUGH, MA
Past

February 8, 2006 - June 22, 2007

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

June 8, 2004 - September 22, 2004

VERAVEST, INC.

BD
CRD#: 104439
WORCESTER, MA
Past

May 3, 2004 - January 5, 2006

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/25/2017
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


RE
RETIREMENT ENERGY, LLC
RETIREMENT ENERGY, INC. LLC | RETIREMENT ENERGY, LLC

CRD#: 297081 / SEC#:

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Contact information


Main Address
Charlotte, NC
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


RETIREMENT ENERGY, LLC

CRD#: 297081

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