Robert D. Russell

AE WEALTH MANAGEMENT

Dayton, OH 45409

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CRD#: 4667804

Professional summary

Robert Douglas Russell, who also goes by Rob Russell, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Dayton, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Robert has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Russell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Russell Total Wealth and Wellness; Yes Investment Related; One Russell Place, Dayton, OH 45409; Insurance Sales; POSITION Producing Agent; START DATE: 07/2003; Approx. 54 hours a month; Approx. 54 hours during trading; Insurance Sales and Services. 2.) RCR Holdings, LLC; Not investment Related; Xenia, OH; Real Estate; Position: Member/Partner; Start Date: 06/2017; Approx. 1 hour a month; Approx. 0 hours during trading; business related decisions. 3.) Do Good Marketing; Not Investment Related; One Russell Place, Dayton, OH 45409; Marketing Services; Position: Chairman, President and Treasurer; Start Date: 01/2023; Approx. 12 hours a month; Approx. 0 hours during trading; Oversight of marketing financials.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Russell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2024 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: One Russell Place, Dayton, OH 45409

RIA

CRD#: 282580

Dayton, OH

Past

May 28, 2013 - April 29, 2024

RUSSELL CAPITAL MANAGEMENT, LLC

RIA

CRD#: 166859

DAYTON, OH

Past

August 9, 2006 - July 1, 2013

KALOS MANAGEMENT

RIA

CRD#: 133025

ALPHARETTA, GA

Past

August 1, 2006 - July 1, 2013

KALOS CAPITAL, INC.

CRD#: 44337

FAIRBORN, OH

Past

March 13, 2006 - May 12, 2006

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

FAIRBORN, OH

Past

September 23, 2003 - May 12, 2006

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

FAIRBORN, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/5/2024)

IAR

Texas
(2/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/22/2003

General Securities Representative Examination

Current Firm

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA

Registered Investment Advisory firm - (2/17/2016 Approved)

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Contact information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Mailing Address

Phone number

(866) 363-9595

Established

Firm type

Fiscal year end

# of Employees

602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)

FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts	111,059
AUM (Assets Under Management)	$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert D. Russell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Russell's CRS (Customer Relationship Summary).

Certified licenses

Experience

AE WEALTH MANAGEMENT, LLC

RUSSELL CAPITAL MANAGEMENT, LLC

KALOS MANAGEMENT

KALOS CAPITAL, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

Primary Firm SEC Registration

AE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2003

Series 7

Date: 9/22/2003

Current Firm

AE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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