SM
Steven K. Mitchell
ELE ADVISORY SERVICES,
Phoenix, AZ
Some features on this profile are disabled
CRD#: 4667673
SM
Professional summary
Steven Kim Mitchell, who also goes by Kim Mitchell, Steven K Mitchell, Steven Kim Mitchell, is a registered financial advisor currently at ELE ADVISORY SERVICES, INC located in Phoenix, Arizona and ELE WEALTH SOLUTIONS, INC. located in Southfield, Michigan.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 9 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kim Mitchell | Steven K Mitchell | Steven Kim Mitchell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Financial Advisor/Agent, Financial Wealth Solutions Inc. 1220 Briarwood Ave. Ste. 165, Centennial, CO 80112. Marketing. 04/2018 (10 Hrs/Mth). 2. Financial Advisor/Agent, 1st Consumer Insurance Agency Inc. 1220 Briarwood Ave. Ste. 165, Centennial, CO 80112. Insurance Sales. 04/2018 (25 Hrs/Mth). 3. Financial Advisor, ELE Advisory Services, Inc. 18700 W 10 Mile Rd, Ste.100 Southfield, MI 48075. Provides financial advice. 02/2020 (80 Hrs/Mth).
CRS (Client Relationship Summary) - RIA
Click below to view Steven Kim Mitchell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 25, 2020 - Present
ELE ADVISORY SERVICES, INC
RIA
CRD#: 148228
Phoenix, AZ
Current
February 27, 2020 - Present
ELE WEALTH SOLUTIONS, INC.
Office #1: 18700 W. 10 Mile Road, Ste 100, Southfield, MI 48075BD
CRD#: 38931
Southfield, MI
Past
January 15, 2020 - February 24, 2020
IP FINANCIAL ADVISORY SERVICES LLC
RIA
CRD#: 305772
Scottsdale, AZ
Past
May 18, 2018 - February 25, 2020
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
Scottsdale, AZ
Past
May 18, 2018 - February 25, 2020
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
March 10, 2017 - May 10, 2018
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
EDINA, MN
Past
March 10, 2017 - May 10, 2018
SECURITIES AMERICA, INC.
BD
CRD#: 10205
EDINA, MN
Past
July 12, 2016 - March 20, 2017
WADDELL & REED
RIA
CRD#: 866
BLOOMINGTON, MN
Past
July 12, 2016 - March 20, 2017
WADDELL & REED
BD
CRD#: 866
BLOOMINGTON, MN
Past
March 17, 2014 - July 18, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Woodbury, MN
Past
February 20, 2014 - July 18, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Woodbury, MN
Past
February 27, 2004 - September 30, 2004
BKS INVESTMENT SERVICES, INC.
RIA
CRD#: 113550
KANSAS CITY, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(11/9/2023)
RR
Arizona(3/3/2020)
IAR
Arizona(4/21/2020)
IAR
California(4/21/2022)
IAR
Colorado(4/30/2020)
IAR
Connecticut(3/11/2025)
IAR
Florida(2/28/2020)
IAR
Iowa(2/13/2025)
IAR
Maryland(2/25/2020)
IAR
Massachusetts(6/23/2020)
RR
Minnesota(4/10/2020)
IAR
Minnesota(4/23/2020)
IAR
Missouri(2/25/2020)
IAR
North Carolina(11/24/2021)
IAR
North Dakota(11/24/2020)
RR
Oklahoma(11/3/2021)
IAR
Oklahoma(11/3/2021)
IAR
South Dakota(3/11/2025)
IAR
Texas(2/10/2023)
IAR
Virginia(3/17/2025)
RR
Washington(2/26/2021)
IAR
Washington(3/4/2021)
IAR
Wisconsin(2/25/2020)
IAR
Wyoming(3/22/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
ELE ADVISORY SERVICES, INC
ELE ADVISORY SERVICES, INC | ELE ADVISORY SERVICES, LLC
CRD#: 148228 / SEC#: 801-117442
RIA
Registered Investment Advisory firm - (2/10/2020 Approved)Alabama
Registered Investment Advisory firm - (2/21/2020 Terminated)California
Registered Investment Advisory firm - (3/22/2020 Terminated)Florida
Registered Investment Advisory firm - (2/21/2020 Terminated)Georgia
Registered Investment Advisory firm - (2/27/2020 Terminated)Louisiana
Registered Investment Advisory firm - (3/2/2020 Terminated)Michigan
Registered Investment Advisory firm - (2/24/2020 Terminated)Mississippi
Registered Investment Advisory firm - (2/21/2020 Terminated)Tennessee
Registered Investment Advisory firm - (2/26/2020 Terminated)Texas
Registered Investment Advisory firm - (2/21/2020 Terminated)Utah
Registered Investment Advisory firm - (2/24/2020 Terminated)Virginia
Registered Investment Advisory firm - (2/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
18700 W. 10 Mile Road Suite 100, Southfield, MI 48075
Mailing Address
Phone number
(248) 356-6555
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,401 |
| AUM (Assets Under Management) | $ 125,500,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
