Gerard C. Harrison
Professional summary
Gerard Charles Harrison, who also goes by Rock Harrison, is a registered financial professional currently at LPL FINANCIAL LLC located in Hunt Valley, Maryland and HUB INTERNATIONAL INVESTMENT SERVICES INC. located in Kansas City, Missouri.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 2003. Gerard has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Charles Harrison's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 31, 2023 - Present
LPL FINANCIAL LLC
Office #1: 11019 Mccormick Rd Ste 110, Hunt Valley, MD 21031October 7, 2025 - Present
HUB INTERNATIONAL INVESTMENT SERVICES INC.
Office #1: 9200 Ward Parkway, Suite 500, Kansas City, MO 64114July 14, 2003 - September 1, 2023
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2023)
(8/31/2023)
(6/27/2025)
(8/31/2023)
(8/31/2023)
(8/31/2023)
(2/7/2025)
(8/31/2023)
(8/31/2023)
(8/31/2023)
(8/31/2023)
(3/27/2024)
(8/31/2023)
Exams
Series 52TO
Date: 8/31/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252 / SEC#: , 8-68237
Contact information
FINRA licenses (2 States and Territories)
Red Flags
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Company Information
HUB INTERNATIONAL INVESTMENT SERVICES INC.
CRD#: 150252Hunt Valley, MD 21031TRUST BUT VERIFY
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