Garrett W. Phillips

3SUMMIT INVESTMENT MANAGEMENT

Denver, CO 80202

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CRD#: 4666737

Professional summary

Garrett Wayne Phillips, who also goes by Garrett W Phillips, is a registered financial advisor currently at 3SUMMIT INVESTMENT MANAGEMENT, LLC located in Denver, Colorado.

Garrett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Garrett has worked at 6 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Garrett W Phillips

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LEVINATE, LLC; 600 17th ST. STE 2800 DENVER COLORADO; FOUNDER AND OWNER SINCE 11/2012, ACCOUNTING AND MANAGEMENT CONSULTING FIRM, PRINCIPAL; FOUNDED 11/2012; ACCOUNTING AND MANAGEMENT CONSULTING SERVICES, NOT INVESTMENT RELATED; APPROXIMATELY 15 HOURS PER MONTH SPENT DURING TRADING HOURS. 2. MEMBER AND OWNER OF 3SUMMIT FUNDS, LLC SINCE 11/2022; 3SUMMIT FUNDS IS LOCATED AT 8609 WESTWOOD CENTER DR., SUITE 110, VIENNA VA 22182. 3SUMMIT FUNDS IS INVESTMENT RELATED; 3SUMMIT FUNDS, LLC IS THE GENERAL PARTNER OF 3SUMMIT FULL CYCLE FUND LP. MY ADVISORY FIRM, 3SUMMIT INVESTMENT MANAGEMENT, LLC IS THE INVESTMENT ADVISOR TO 3SUMMIT FULL CYCLE FUND, LP. 3SUMMIT FULL CYCLE FUND LP IS A PRIVATE FUND THAT BEGAN IN NOVEMBER 2022. AS OF FEBRUARY 2023, 3SUMMIT FUNDS, LLC HAS EARNED $867 OF INCENTIVE ALLOCATIONS AS THE GENERAL PARTNER OF 3SUMMIT FULL CYCLE FUND, LLC. APPROXIMATELY 2-5 HOURS PER MONTH DURING TRADING HOURS ARE SPENT ON THIS ACTIVITY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Wayne Phillips's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2018 - Present

3SUMMIT INVESTMENT MANAGEMENT, LLC

Office #1: 600 17th St. Ste. 2800 So., Denver, CO 80202

RIA

CRD#: 284434

Denver, CO

Past

February 3, 2020 - December 31, 2021

GORDIAN INVESTMENTS, LLC

CRD#: 158611

OREGON HOUSE, CA

Past

May 11, 2018 - February 12, 2020

LEVINATE, LLC

RIA

CRD#: 292897

WHEAT RIDGE, CO

Past

October 19, 2017 - January 31, 2018

WAKEFIELD ADVISORS, LLC

RIA

CRD#: 163814

GOLDEN, CO

Past

December 13, 2016 - February 1, 2018

FORESIDE FUND SERVICES, LLC

CRD#: 46106

Golden, CO

Past

August 30, 2016 - December 9, 2016

ALPS DISTRIBUTORS, INC.

CRD#: 16853

Golden, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/11/2018)

IAR

Virginia
(12/11/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/13/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/30/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/16/2024

General Securities Principal Examination

Current Firm

3SUMMIT INVESTMENT MANAGEMENT, LLC

3SUMMIT INVESTMENT MANAGEMENT, L.L.C. | 3SUMMIT INVESTMENT MANAGEMENT, LLC

CRD#: 284434 / SEC#:

Colorado

Registered Investment Advisory firm - (5/25/2018 Approved)

Virginia

Registered Investment Advisory firm - (3/17/2017 Approved)

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Contact information

Main Address

8245 Boone Blvd. Suite 590, Vienna, VA 22182

Mailing Address

Phone number

(571) 565-2161

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	111
AUM (Assets Under Management)	$ 24,909,740

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garrett W. Phillips

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Garrett Wayne Phillips's CRS (Customer Relationship Summary).

Certified licenses

Experience

GORDIAN INVESTMENTS, LLC

LEVINATE, LLC

WAKEFIELD ADVISORS, LLC

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/13/2017

Series 7TO

Date: 3/16/2024

SIE

Date: 2/1/2018

Series 7

Date: 8/30/2016

Series 24

Date: 3/16/2024

Current Firm

3SUMMIT INVESTMENT MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

3SUMMIT INVESTMENT MANAGEMENT, LLC

TRUST BUT VERIFY

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