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Gregory F. Wilbur

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CRD#: 466671
GW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gregory Fiske Wilbur was a registered financial professional .

Gregory is a previously registered financial professional and started their career in finance in 1970. Gregory had worked at 3 firms and has passed the Series 63, Series 7, PC, Series 1 and Series 40 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 19, 1978 - August 11, 1994

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
Past

June 24, 1974 - May 19, 1978

KIDDER, PEABODY & CO., INCORPORATED

BD
CRD#: 488
Past

July 3, 1970 - July 26, 1974

CLARK, DODGE & CO., INCORPORATED

BD
CRD#: 161

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/5/1985
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 8/15/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 8/24/1961
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 3/16/1967
Registered Principal Examination

Current Firm


KP
KIDDER, PEABODY & CO. INCORPORATED
KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613 / SEC#: , 8-4831

BD
Terminated by SEC on 05/04/1996
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 01/03/1956
Firm type
Corporation
Fiscal year end
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

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