Ronald D. Wightman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Dean Wightman was a registered financial advisor .
Ronald is a previously registered financial advisor and started their career in finance in 1968. Ronald had worked at 8 firms and has passed the Series 65, Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2005 - December 31, 2006
INVESTORS CAPITAL CORP.
May 5, 2002 - June 16, 2005
EASTERN POINT ADVISORS INC.
June 14, 1996 - December 31, 2006
INVESTORS CAPITAL CORP.
February 21, 1989 - June 11, 1996
PIM FINANCIAL SERVICES, INC.
November 28, 1984 - November 16, 1989
WARNER BECK INCORPORATED
June 3, 1982 - December 6, 1984
CONSOLIDATED INVESTMENT SERVICES, INC.
October 20, 1977 - April 5, 1982
AMERICAN FUNDS & TRUSTS INCORPORATED
June 12, 1973 - June 11, 1977
WILSON-DAVIS & CO., INC.
February 12, 1968 - July 5, 1973
DUVAL SERVICES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/1/1967
Registered Representative ExaminationCurrent Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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