John D. Rogers

VERACITY CAPITAL LLC

Atlanta, GA 30339

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CRD#: 4666002

Professional summary

John David Rogers, who also goes by John David Rogers Mr, John Rogers, is a registered financial advisor currently at VERACITY CAPITAL LLC located in Atlanta, Georgia.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John David Rogers Mr | John Rogers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John Rogers is a licensed insurance agent and principal with Veracity Capital Risk Management LLC. From time to time, he will offer clients advice or products from those activities. Clients should be aware that these services pay a commission and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Veracity Capital LLC always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients always have the right to decide whether or not to utilize the services of any representative of Veracity Capital LLC in such individual's outside capacities. 2 hours a month are spent on this activity during trading hours. No time is spent on this activity outside of trading hours. 1% of his yearly compensation is derived from this activity. Tax Preparer; Veracity Capital Tax Advisors, LLC; Is the business investment related: No; Location of the business: 2859 Paces Ferry Road Atlanta GA 30339 USA; Description of the business: Offers tax preparation and planning services; Responsibilities Duties: Tax preparation and planning services; Start date with business: 2024-02-01; Hours per month devoted to business during trading hours: 10; Hours per month devoted to business outside trading hours: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Rogers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 25, 2019 - Present

VERACITY CAPITAL LLC

Office #1: 2859 Paces Ferry Road Suite 635, Atlanta, GA 30339

RIA

CRD#: 304272

Atlanta, GA

Past

October 16, 2019 - August 21, 2020

COMPASS SECURITIES CORPORATION

CRD#: 16168

BRAINTREE, MA

Past

October 17, 2018 - December 10, 2019

F3LOGIC, LLC

RIA

CRD#: 289863

ATLANTA, GA

Past

March 4, 2011 - October 22, 2018

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

ATLANTA, GA

Past

February 11, 2011 - October 22, 2018

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

ATLANTA, GA

Past

October 19, 2010 - December 22, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLIFTON PARK, NY

Past

August 15, 2003 - December 22, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLIFTON PARK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(7/25/2019)

IAR

Texas
(12/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/13/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/2006

General Securities Principal Examination

Current Firm

VERACITY CAPITAL LLC

CRD#: 304272 / SEC#: 801-116934

RIA

Registered Investment Advisory firm - (7/11/2019 Approved)

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Contact information

Main Address

2859 Paces Ferry Road Suite 635, Atlanta, GA 30339

Mailing Address

Phone number

(844) 508-7884

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-VERACITY CAPITAL LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,744
AUM (Assets Under Management)	$ 695,437,335

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John D. Rogers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Rogers's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS SECURITIES CORPORATION

F3LOGIC, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

VERACITY CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2003

SIE

Date: 10/1/2018

Series 7

Date: 8/13/2003

Series 24

Date: 2/9/2006

Current Firm

VERACITY CAPITAL LLC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERACITY CAPITAL LLC

TRUST BUT VERIFY

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