OW

Orrin S. Wightman

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CRD#: 466598
OW

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Orrin Sage Wightman III, who also goes by Orrin Sage Wightman, Sage Wightman, was a registered financial professional .

Orrin is a previously registered financial professional and started their career in finance in 1968. Orrin had worked at 4 firms and has passed the Series 63, PC, Series 1 and Series 40 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Orrin Sage Wightman | Sage Wightman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 11, 2013 - January 16, 2018

NORTH AMERICAN MANAGEMENT CORP

RIA
CRD#: 104825
BOSTON, MA
Past

February 22, 2001 - September 27, 2013

BUSH O'DONNELL INVESTMENT ADVISORS, INC

RIA
CRD#: 104689
ST. LOUIS, MO
Past

December 21, 1983 - December 23, 1998

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
ST. LOUIS, MO
Past

April 2, 1968 - December 20, 1983

NEWHARD, COOK & CO. INCORPORATED

BD
CRD#: 619

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
General Industry/Product Exam
RR
PC
Date: 3/18/1986
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 3/28/1968
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 40
Date: 6/13/1972
Registered Principal Examination

Current Firm


NA
NORTH AMERICAN MANAGEMENT CORP
NORTH AMERICAN MANAGEMENT CORP

CRD#: 104825 / SEC#: 801-5346

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Contact information


Main Address
Ten Post Office Square Suite 1200 South, Boston, MA 02109-4621
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


NORTH AMERICAN MANAGEMENT CORP

CRD#: 104825

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