David N. Riemer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Neal Riemer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2003. David had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2010 - February 26, 2016
SOLARI INVESTMENTS, LLC
July 25, 2008 - December 31, 2008
HENRICKSON NAUTA WEALTH ADVISORS, INC.
January 23, 2007 - July 28, 2008
TRIAD ADVISORS LLC
January 3, 2007 - January 7, 2009
TRIAD ADVISORS LLC
August 15, 2003 - December 31, 2006
1ST GLOBAL ADVISORS INC
July 21, 2003 - December 31, 2006
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOLARI INVESTMENTS, LLC
CRD#: 147997 / SEC#: 801-69471
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
