Mark Paul Mandziara
Professional Summary
Mark Paul Mandziara is a registered financial advisor currently at BTC CAPITAL MANAGEMENT located in Des Moines, Iowa. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mark has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PRINCIPAL SECURITIES, INC.
Videos & Posts
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PRINCIPAL SECURITIES, INC.
Contact Information
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PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.
Contact Information
Main Address
453 7th Street, Des Moines, IA 50309-3702Phone Number
(515) 245-5638# of Employees
17SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
2,199AUM (Assets Under Management)
$4,598,715,309Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2025 | Cover Page | Report |
| 12/16/2024 | Cover Page | Report |
| 01/17/2024 | Cover Page | Report |
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PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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PRINCIPAL SECURITIES, INC.
Primary Firm SEC Registration
BTC CAPITAL MANAGEMENT | MIDAMERICA INVESTMENT ADVISORY GROUP,INC. | BTC CAPITAL MANAGEMENT, INC.
State Registrations and Notice Filings
(9/1/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Paul Mandziara's CRS (Customer Relationship Summary).
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PRINCIPAL SECURITIES, INC.