WL
Wyatt E. Lewis
LEWIS FINANCIAL
San Luis Obispo, CA 93401
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CRD#: 4665596
WL
Professional summary
Wyatt Evan Lewis is a registered financial advisor currently at LEWIS FINANCIAL, LLC located in San Luis Obispo, California and LPL FINANCIAL LLC located in San Luis Obispo, California.
Wyatt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Wyatt has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 06/19/2014 - LEWIS FINANCIAL - INV RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - REGISTERED ADMIN - STARTED: 6/4/2014 - 160 HRS/MONTH; 120 HRS DURING TRADING. (2) 03/18/2024 - LEWIS FINANCIAL - INV RELATED - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - STARTED: 2/5/2024 - 160 HRS/MO; 10 HRS DURING TRADING - I provide investment advisory services through Lewis Financial, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Wyatt Evan Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2014 - Present
LEWIS FINANCIAL, LLC
Office #1: 3590 Sacramento Drive Suite 140, San Luis Obispo, CA 93401RIA
CRD#: 170324
San Luis Obispo, CA
Current
October 18, 2005 - Present
LPL FINANCIAL LLC
Office #1: 3590 Sacramento Dr., Ste 140, San Luis Obispo, CA 93401RIA
BD
CRD#: 6413
SAN LUIS OBISPO, CA
Past
October 18, 2005 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
SAN LUIS OBISPO, CA
Past
January 30, 2004 - October 17, 2005
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 30, 2004 - October 17, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEWIS FINANCIAL, LLC
LEWIS FINANCIAL | LEWIS, WAYNE E. | LEWIS FINANCIAL, LLC
CRD#: 170324 / SEC#: 801-132016
RIA
Registered Investment Advisory firm - (6/10/2025 Approved)California
Registered Investment Advisory firm - (7/13/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/23/2024)
RR
California(10/18/2005)
IAR
California(5/28/2014)
RR
Colorado(2/29/2024)
RR
Idaho(12/4/2024)
RR
Minnesota(6/6/2024)
RR
Ohio(10/15/2025)
RR
Oregon(1/23/2024)
RR
Texas(1/23/2024)
RR
Wisconsin(4/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LEWIS FINANCIAL, LLC
LEWIS FINANCIAL | LEWIS, WAYNE E. | LEWIS FINANCIAL, LLC
CRD#: 170324 / SEC#: 801-132016
RIA
Registered Investment Advisory firm - (6/10/2025 Approved)California
Registered Investment Advisory firm - (7/13/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3590 Sacramento Dr. Ste 140, San Luis Obispo, CA 93401
Mailing Address
Phone number
(805) 548-0900
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 108,112,077 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LEWIS FINANCIAL, LLC
CRD#: 170324San Luis Obispo, CA 93401TRUST BUT VERIFY
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