Renos Gordos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renos Gordos, who also goes by Ray Gordos, was a registered financial professional .
Renos is a previously registered financial professional and started their career in finance in 2003. Renos had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2012 - May 9, 2017
NATIONAL SECURITIES CORPORATION
May 29, 2007 - January 2, 2013
JOHN THOMAS FINANCIAL
January 17, 2006 - May 30, 2007
EASTBROOK CAPITAL GROUP LLC
June 9, 2004 - December 15, 2005
S.W. BACH & COMPANY
September 10, 2003 - June 24, 2004
JOSEPH STEVENS & CO., INC.
July 15, 2003 - September 11, 2003
EKN FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
