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Nirav Ganpat Thakker

RMR WEALTH BUILDERS
MONTCLAIR, NJ
·CRD# 4665190·23 years experience

Professional Summary

Nirav Ganpat Thakker, who also goes by Nirav Thakker, is a registered financial advisor currently at RMR WEALTH BUILDERS, INC. located in Montclair, New Jersey. Nirav is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Nirav has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nirav Thakker

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

RMR WEALTH BUILDERS, INC.·CRD# 169005
RIA
111 Grove Street Suite 203, Montclair, NJ 07042
July 18, 2026 - Present
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
October 23, 2024 - July 10, 2026
BNP PARIBAS SECURITIES CORP.·CRD# 15794
BD
New York, NY
August 29, 2018 - May 14, 2024
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
August 27, 2013 - June 6, 2018
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
August 24, 2009 - August 28, 2013
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 22, 2008 - June 5, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
July 2, 2003 - September 22, 2008

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Current Firm

RW
RMR WEALTH BUILDERS, INC.

RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.

CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - SEC (10/14/2014 Approved)

Contact Information

Main Address

111 Grove Street Suite 203, Montclair, NJ 07042

Phone Number

(201) 836-2460

# of Employees

64

SEC notice filing (41 States and Territories)

Registered to provide investment advisory services in 41 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RMR WEALTH BUILDERS, INC. WRAP BROCHURE (4/15/2026)

Regulatory Assets Under Management

Total Number of Accounts

5,069

AUM (Assets Under Management)

$2,885,624,988

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Minds Matter National; Non-Investment Related; Address: 1120 Avenue of the Americas, New York, NY 10036; Nature of Business: Holistic mentoring & academic program; Position: Board Member; Title: Board Member; Start Date: 7/27/2026; Number of hours per month: 3; Hours per month during trading hours: 0; Duties & Responsibilities: Board Member - National Board Directors

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RMR WEALTH BUILDERS, INC.

RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.

CRD#: 169005 / SEC#: 801-80404
RIA
Registered Investment Advisory firm - SEC (10/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New Jersey
(7/27/2026)
IAR
New York
(7/18/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2026About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Oct 2024About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2003About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2016About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nirav Ganpat Thakker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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