CM
Carlyle K. Madden
BROWNSON, REHMUS & FOXWORTH
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4665179
CM
Professional summary
Carlyle Kelly Madden, CFP® is a registered financial advisor currently at BROWNSON, REHMUS & FOXWORTH, INC. located in Chicago, Illinois.
Carlyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Carlyle has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Carlyle Kelly Madden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 26, 2016 - Present
BROWNSON, REHMUS & FOXWORTH, INC.
Office #1: 227 West Monroe Street Suite 1800, Chicago, IL 60606RIA
CRD#: 110608
Chicago, IL
Past
June 1, 2009 - January 15, 2016
MORGAN STANLEY
RIA
CRD#: 149777
CHICAGO, IL
Past
June 1, 2009 - January 15, 2016
MORGAN STANLEY
BD
CRD#: 149777
CHICAGO, IL
Past
July 15, 2005 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
CHICAGO, IL
Past
March 17, 2005 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
CHICAGO, IL
Past
May 22, 2003 - December 14, 2004
VALENCE CAPITAL GROUP, LLC
RIA
CRD#: 112203
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/26/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
BR
BROWNSON, REHMUS & FOXWORTH, INC.
BROWNSON, REHMUS & FOXWORTH, INC.
CRD#: 110608 / SEC#: 801-79878
RIA
Registered Investment Advisory firm - (6/10/2014 Approved)Arizona
Registered Investment Advisory firm - (6/30/2014 Terminated)California
Registered Investment Advisory firm - (7/30/2014 Terminated)Colorado
Registered Investment Advisory firm - (7/30/2014 Terminated)Connecticut
Registered Investment Advisory firm - (7/8/2014 Terminated)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Georgia
Registered Investment Advisory firm - (6/30/2014 Terminated)Illinois
Registered Investment Advisory firm - (6/10/2014 Terminated)Indiana
Registered Investment Advisory firm - (7/2/2014 Terminated)Michigan
Registered Investment Advisory firm - (7/2/2014 Terminated)Minnesota
Registered Investment Advisory firm - (6/30/2014 Terminated)New York
Registered Investment Advisory firm - (6/30/2014 Terminated)North Carolina
Registered Investment Advisory firm - (6/30/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2014 Terminated)Oregon
Registered Investment Advisory firm - (12/21/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Texas
Registered Investment Advisory firm - (6/30/2014 Terminated)Virginia
Registered Investment Advisory firm - (7/1/2014 Terminated)Washington
Registered Investment Advisory firm - (6/30/2014 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
227 West Monroe Street Suite 1800, Chicago, IL 60606
Mailing Address
Phone number
(312) 346-5850
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,359 |
| AUM (Assets Under Management) | $ 4,270,994,216 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 10/21/2024 | ||
| 08/24/2023 | ||
| 09/12/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
