Matthew E. Unger
Professional summary
Matthew Elliot Unger, who also goes by Matt Elliot Unger, is a registered financial advisor currently at UNGER FINANCIAL located in Raleigh, North Carolina.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Matthew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Elliot Unger's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2021 - Present
UNGER FINANCIAL
Office #2: 1053 E Whitaker Mill Rd Suite 115, Raleigh, NC 27604July 29, 2003 - March 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
July 16, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
July 16, 2003 - March 10, 2021
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/12/2021)
(3/8/2022)
Exams
Current Firm
UNGER FINANCIAL
CRD#: 310794 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 274 |
| AUM (Assets Under Management) | $ 15,940,000 |
Red Flags
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