DP
Dennis M. Pearlman
EVERHART ADVISORS
Fort Myers, FL 33966
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CRD#: 4665022
DP
Professional summary
Dennis Marc Pearlman, AIF®, who also goes by Dennis M Pearlman, is a registered financial advisor currently at EVERHART ADVISORS located in Fort Myers, Florida.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dennis has worked at 5 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis M Pearlman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
UNDER THE CASE COMPANIES; DENNIS SELLS GROUP HEALTH INS. GROUP AND INDIVIDUAL LIFE,DI,LTC,STD,LTD, GROUP DENTAL AND VISION. 02/2003, AGENT, APPROX 25% AND RETIREMENT PLANS 70%. CITY OF FORT MYERS, FLORIDA GENERAL EMPLOYEES' PENSION PLAN BOARD OF TRUSTEES 2200 SECOND ST, FORT MYERS, FL 33901. DENNIS SERVES AS A TRUSTEE OFFICER OF THE PENSION BOARD. HE DEVOTES 4 HOURS A MONTH TO THE PENSION BOARD WHICH IS DURING SECURITIES TRADING HOURS. HOWEVER, HE DOES NOT PERFORM ANY SECURITIES OR TRADES IN THIS POSITION. HE SERVES AS A TRUSTEE OFFICER WHO PROVIDES ADVICE REGARDING INVESTMENT OPTIONS.---------TERMINATED (NO LONGER SERVES IN THIS ROLE) Manager; Winning Dynamics, LLC; investment related: No; Location: 1316 JAMBALANA LANE FORT MYERS FL 33901 United States; Description of the business: Winning Dynamics, LLC is a non-securities related entity that provides professional development for people in the Southwest Florida Community who seek personal growth as business professionals. Services rendered include but are not limited to consultation on resume construction, personal introductions and relationship building, and event participation. Consulting services include assisting individuals and at times public/governmental entities with media relationships with local radio, TV and print media outlets. Consulting services may include providing guidance to persons considering and or holding elected offices within the Southwest Florida region.; Responsibilities Duties: provides professional development for people in the Southwest Florida Community who seek personal growth as business professionals.; Start date with business: 2019-02-16; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 10; I provide non-securities related consulting services to professionals and or elected officials. Services include speech writing, relationship building, and political strategy development.
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Marc Pearlman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 27, 2021 - Present
EVERHART ADVISORS
Office #1: 12140 Carissa Commerce Court, Suite 104, Fort Myers, FL 33966RIA
CRD#: 107091
Fort Myers, FL
Past
December 13, 2010 - October 6, 2021
CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
RIA
CRD#: 148892
FORT MYERS, FL
Past
October 1, 2008 - December 31, 2011
TRIAD ADVISORS LLC
BD
CRD#: 25803
FORT MYERS, FL
Past
May 26, 2004 - October 3, 2008
OSAIC FS, INC.
BD
CRD#: 3870
FORT MYERS, FL
Past
June 26, 2003 - June 21, 2004
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EVERHART ADVISORS
CASE PEARLMAN | EVERHART FINANCIAL GROUP INC | EVERHART ADVISORS | EVERHART | EFG, INC. | CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
CRD#: 107091 / SEC#: 801-50786
RIA
Registered Investment Advisory firm - (12/21/1995 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/2/2021)
IAR
Texas(7/27/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
EA
EVERHART ADVISORS
CASE PEARLMAN | EVERHART FINANCIAL GROUP INC | EVERHART ADVISORS | EVERHART | EFG, INC. | CASE PEARLMAN RETIREMENT PLAN ADVISORS, LLC
CRD#: 107091 / SEC#: 801-50786
RIA
Registered Investment Advisory firm - (12/21/1995 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5200 Rings Road, Dublin, OH 43017
Mailing Address
Phone number
(614) 717-9705
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,483 |
| AUM (Assets Under Management) | $ 1,874,701,457 |
Red Flags
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Company Information
EVERHART ADVISORS
CRD#: 107091Fort Myers, FL 33966TRUST BUT VERIFY
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