Andres L. Tamayo
Professional summary
Andres Lawrence Tamayo, who also goes by Andres Tamayo, Tamayo Lawrence Tamayo, is a registered financial professional currently at DAIWA CAPITAL MARKETS AMERICA INC. located in San Francisco, California.
Andres is registered as a RR (Registered Representative) and started their career in finance in 2003. Andres has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andres Lawrence Tamayo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2012 - Present
DAIWA CAPITAL MARKETS AMERICA INC.
Office #1: 555 California Street Suite 4325, San Francisco, CA 94104November 14, 2008 - August 28, 2012
OPPENHEIMER & CO. INC.
January 11, 2006 - September 18, 2008
LEHMAN BROTHERS INC.
December 8, 2003 - October 19, 2005
NOMURA SECURITIES INTERNATIONAL, INC.
June 16, 2003 - December 9, 2003
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/26/2016)
(10/1/2012)
(9/5/2012)
(10/28/2013)
(2/11/2021)
(6/24/2022)
(12/12/2022)
(9/5/2012)
(7/20/2016)
(11/26/2024)
(6/30/2023)
(6/24/2013)
(12/4/2013)
(10/10/2023)
(8/15/2013)
(10/21/2015)
(9/5/2012)
(9/28/2012)
(7/1/2025)
(10/25/2016)
(7/8/2016)
(9/5/2012)
(1/27/2014)
(9/5/2012)
(7/17/2023)
(5/15/2023)
(9/5/2012)
Exams
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DAIWA CAPITAL MARKETS AMERICA INC.
CRD#: 1576 / SEC#: , 8-12242
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAIWA CAPITAL MARKETS AMERICA HOLDINGS INC. | SHAREHOLDER | |
| GREFE, JOHN HERBERT III | EXECUTIVE DIRECTOR - CHIEF COMPLIANCE OFFICER | 3275699 |
| MACHIDA, KEIJI | PRESIDENT / CEO & CHAIRMAN (BOARD OF DIRECTOR) | 7273228 |
| PARRY, GEORGE L | CFO / TREASURER | 3221390 |
| SAMBONGI, TOHRU | MANAGING DIRECTOR / CO-HEAD OF FIXED INCOME | 7302894 |
| UEJIMA, EIJI | MANAGING DIRECTOR / CO-HEAD OF EQUITY DIVISION | 8039040 |
| YAMAUCHI, MASAHIRO | DEPUTY PRESIDENT / MEMBER OF THE BOARD OF DIRECTORS | 7920876 |
Disclosures
| Regulatory Event | 30 |
Red Flags
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