Molly J. Chase

NORTHERN CAPITAL MANAGEMENT

Spokane, WA 99223-4984

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CRD#: 4664622

Professional summary

Molly Jo Chase, AIF®, CFP®, who also goes by Molly Jo Kelly, is a registered financial advisor currently at NORTHERN CAPITAL MANAGEMENT, INC. located in Spokane, Washington and NORTHERN CAPITAL RETIREMENT SERVICES, INC. located in Spokane, Washington.

Molly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Molly has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Molly Jo Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF THE OTHER BUSINESS: NORTHERN CAPITAL RETIREMENT SERVICES INC; INVESTMENT RELATED?: YES; BUSINESS ADDRESS: 2700 S SOUTHEAST BLVD STE 205, SPOKANE WA 99223; NATURE OF THE OTHER BUSINESS: REGISTERED INVESTMENT ADVISER THAT MANAGES RETIREMENT PLANS, AFFILIATE OF NORTHERN CAPITAL MANAGEMENT INC; POSITION/TITLE/OR RELATIONSHIP: ADVISER/TRADING DEPARTMENT MANAGER; START DATE: JAN 2012; APPROXIMATE # OF HOURS/MONTH DEVOTED: 5-10; NUMBER OF HOURS YOU DEVOTE DURING TRADING HOURS: 6-10; DUTIES: INVESTMENT MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Jo Chase's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

June 20, 2008 - Present

NORTHERN CAPITAL MANAGEMENT, INC.

Office #1: 2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984

RIA

CRD#: 111379

Spokane, WA

Current

April 12, 2013 - Present

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

Office #1: 2700 S Southeast Boulevard Suite 205, Spokane, WA 99223

RIA

CRD#: 163327

Spokane, WA

Past

June 20, 2008 - February 8, 2016

NCM SECURITIES, INC.

CRD#: 35186

SPOKANE, WA

Past

August 18, 2003 - June 16, 2008

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

SPOKANE, WA

Past

July 15, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

SPOKANE, WA

Past

July 15, 2003 - June 16, 2008

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPOKANE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHERN CAPITAL MANAGEMENT, INC.

NORTHERN CAPITAL MANAGEMENT, INC. | WILSON, MILLER AND ASSOCIATES | WILSON, MILLER & ASSOCIATES | WILSON FINANCIAL CONSULTING GROUP

CRD#: 111379 / SEC#: 801-44942

RIA

Registered Investment Advisory firm - (11/5/1993 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/10/2014)

IAR

Washington
(6/20/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/26/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2003

General Securities Representative Examination

Current Firm

NORTHERN CAPITAL MANAGEMENT, INC.

NORTHERN CAPITAL MANAGEMENT, INC. | WILSON, MILLER AND ASSOCIATES | WILSON, MILLER & ASSOCIATES | WILSON FINANCIAL CONSULTING GROUP

CRD#: 111379 / SEC#: 801-44942

RIA

Registered Investment Advisory firm - (11/5/1993 Approved)

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Contact information

Main Address

2700 South Southeast Boulevard Suite 205, Spokane, WA 99223-4984

Mailing Address

Phone number

(509) 456-2526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-07-16 NCM (ADV PART 2A BROCHURE) (7/24/2025)

Regulatory assets under management

Total Number of Accounts	1,819
AUM (Assets Under Management)	$ 462,159,064

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/12/2024	Cover Page	Report
12/28/2023	Cover Page	Report
01/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Molly J. Chase

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Molly Jo Chase's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

NCM SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

NORTHERN CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/26/2003

SIE

Date: 2/8/2016

Series 7

Date: 7/12/2003

Current Firm

NORTHERN CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTHERN CAPITAL MANAGEMENT, INC.

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