Ralph A. D'auge
Professional summary
Ralph Anthony D'auge, who also goes by Ralph A D'auge, Ralph D'auge, is a registered financial professional currently at BRUCE MARKETS LLC located in Chicago, Illinois.
Ralph is registered as a RR (Registered Representative) and started their career in finance in 2003. Ralph has worked at 6 firms and has passed the SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ralph Anthony D'auge's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2020 - Present
BRUCE MARKETS LLC
Office #1: 141 W Jackson Blvd Suite 500, Chicago, IL 60604October 21, 2020 - April 10, 2025
PEAK6 CAPITAL MANAGEMENT LLC
October 25, 2019 - March 4, 2020
ELECTRONIC TRANSACTION CLEARING, INC.
June 11, 2012 - March 4, 2020
APEX CLEARING CORPORATION
September 14, 2011 - August 1, 2012
PENSON FINANCIAL SERVICES, INC.
February 13, 2004 - September 8, 2011
APEX CLEARING CORPORATION
November 6, 2003 - February 13, 2004
QUICK & REILLY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
BRUCE MARKETS LLC
CRD#: 300209 / SEC#: , 8-70286
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRUCE MARKETS HOLDINGS LLC | MANAGING MEMBER | |
| D'AUGE, RALPH ANTHONY | FINOP/PRINCIPAL FINANCIAL OFFICER | 4664611 |
| INGLOT, KATARZYNA | CHIEF COMPLIANCE OFFICER | 4902558 |
| LISH, MICHAEL K | CHIEF OPERATING OFFICER, PRINCIPAL OPERATIONS OFFICER | 4539941 |
| RUHANA, GEORGE WILLIAM | EXECUTIVE CHAIR - BOARD OF DIRECTORS, BRUCE MARKETS HOLDINGS LLC. | 5517069 |
| WALLACH, JASON | CHIEF EXECUTIVE OFFICER | 4918286 |
Red Flags
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