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Josh G. Ortego

Some features on this profile are disabled
CRD#: 4664529
JO

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Josh Garrett Ortego was a registered financial professional .

Josh is a previously registered financial professional and started their career in finance in 2003. Josh had worked at 4 firms and has passed the Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 6, 2014 - July 10, 2024

G1 EXECUTION SERVICES, LLC

BD
CRD#: 111528
bala cynwyd, PA
Past

May 21, 2009 - April 27, 2026

SUSQUEHANNA SECURITIES, LLC

BD
CRD#: 35874
BALA CYNWYD, PA
Past

April 15, 2009 - April 15, 2015

SAL EQUITY TRADING, GP

BD
CRD#: 29337
BALA CYNWYD, PA
Past

August 13, 2003 - April 26, 2005

SUSQUEHANNA FINANCIAL GROUP, LLLP

BD
CRD#: 35865
BALA CYNWYD, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 5/19/2009
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/14/2009
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/10/2009
General Securities Principal Examination

Current Firm

GE
G1 EXECUTION SERVICES, LLC
E*TRADE CAPITAL MARKETS LLC | GVR COMPANY LLC | G1 EXECUTION SERVICES, LLC

CRD#: 111528 / SEC#: , 8-53174

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Mailing Address
175 W. Jackson Blvd., Suite 1700, Chicago, IL 60604
Phone number
(312) 362-0404
Established
Illinois since 08/04/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
G1X HOLDINGS, LLCMEMBER
DAMATO, DANIEL DAVID IIFINOP7430998
DANIELS, ETHAN SCOTTPOO5902179
GRAEFFE, JACK ALEXANDERPRESIDENT5138383
RORKE, BRIAN WALLACECHIEF COMPLIANCE OFFICER4475071

Disclosures

Regulatory Event34
Civil Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

G1 EXECUTION SERVICES, LLC

CRD#: 111528

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