AM
Adam J. Miloro
GALLAGHER FIDUCIARY ADVISORS
Boston, MA 02110
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CRD#: 4664430
AM
Professional summary
Adam John Miloro, CFP®, who also goes by Adam J Miloro, is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Boston, Massachusetts and OSAIC WEALTH, INC. located in Boston, Massachusetts.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Adam has worked at 11 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam J Miloro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GALLAGHER BENEFIT SERVICES, INC. POSITION: Area Vice President, Retirement Plan Consulting NATURE: Retirement Plan Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2013 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60008, United States DESCRIPTION: Retirement Plan Consulting 2. GALLAGHER FIDUCIARY ADVISORS, LLC POSITION: Area Vice President, Retirement Plan Consulting NATURE: Investment Consulting INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 6 START DATE: 04/01/2022 ADDRESS: 2850 Golf Road, Rolling Meadows IL 60068, United States DESCRIPTION: Retirement Plan Consulting
CRS (Client Relationship Summary) - RIA
Click below to view Adam John Miloro's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 8, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 115 Federal St. 8th Floor, Boston, MA, 02110RIA
CRD#: 146509
Boston, MA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 115 Federal St. 8th Floor, Boston, MA 02110RIA
BD
CRD#: 23131
Boston, MA
Past
March 29, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Boston, MA
Past
May 25, 2016 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
BOSTON, MA
Past
April 5, 2016 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Boston, MA
Past
April 1, 2014 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
BOSTON, MA
Past
May 6, 2013 - April 1, 2014
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
BOSTON, MA
Past
November 30, 2010 - April 8, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
BOSTON, MA
Past
November 8, 2007 - November 30, 2010
NRP FINANCIAL, INC.
BD
CRD#: 103717
BOSTON, MA
Past
October 2, 2006 - October 9, 2007
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
BOSTON, MA
Past
March 15, 2004 - October 3, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
March 15, 2004 - October 3, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Florida(8/23/2024)
RR
Maine(8/23/2024)
IAR
Massachusetts(6/8/2022)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New Jersey(8/23/2024)
RR
New York(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
Vermont(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Boston, MA 02110TRUST BUT VERIFY
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