Don C. Thornton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Curtis Thornton was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 2003. Don had worked at 4 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2010 - March 8, 2013
USAA FINANCIAL PLANNING SERVICES
September 25, 2007 - March 8, 2013
USAA FINANCIAL ADVISORS, INC.
June 16, 2006 - June 29, 2006
USAA FINANCIAL PLANNING SERVICES
June 16, 2006 - May 3, 2010
USAA INVESTMENT SERVICES COMPANY
May 17, 2006 - December 31, 2007
USAA INVESTMENT SERVICES COMPANY
May 16, 2006 - June 29, 2006
USAA FINANCIAL ADVISORS, INC.
July 21, 2003 - May 11, 2004
A. G. EDWARDS & SONS, INC.
July 10, 2003 - May 11, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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