David P. Philips
STRATEGIC ADVISERS LLC | Vice President, Financial Consultant
GOLETA, CA
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CRD#: 4664031
Professional summary
David P Philips, CFP®, who also goes by David Patterson Philips V, David Patterson Philips, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Goleta, California and FIDELITY BROKERAGE SERVICES LLC located in Santa Barbara, California.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. David has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Biography
I collaborate with select families to build dynamic financial plans. Each plan reflects the clients unique needs and preferences.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
David Patterson Philips V | David Patterson Philips
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David P Philips's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Education
University of Texas
Bachelor of Arts (BA) - Economics
2002
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 3793 State Street, Santa Barbara, CA 93105RIA
CRD#: 104555
GOLETA, CA
Current
April 12, 2005 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 3793 State Street, Santa Barbara, CA 93105BD
CRD#: 7784
SANTA BARBARA, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GOLETA, CA
Past
January 20, 2006 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SANTA BARBARA, CA
Past
July 14, 2004 - March 22, 2005
FOX & COMPANY INVESTMENTS INC.
BD
CRD#: 18517
SCOTTSDALE, AZ
Past
June 25, 2003 - July 15, 2004
WADDELL & REED
RIA
CRD#: 866
DALLAS, TX
Past
June 6, 2003 - July 15, 2004
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/3/2016)
RR
Arizona(4/12/2005)
RR
Arkansas(3/12/2025)
RR
California(4/12/2005)
IAR
California(3/31/2025)
RR
Colorado(4/12/2005)
RR
District of Columbia(5/19/2023)
RR
Florida(1/5/2018)
RR
Georgia(1/16/2020)
RR
Hawaii(11/27/2017)
RR
Idaho(12/6/2019)
RR
Illinois(1/5/2018)
RR
Indiana(11/2/2011)
RR
Iowa(2/25/2020)
RR
Kansas(3/28/2023)
RR
Maryland(10/2/2019)
RR
Massachusetts(1/5/2018)
RR
Michigan(10/2/2019)
RR
Minnesota(6/17/2020)
RR
Mississippi(1/6/2020)
RR
Missouri(10/2/2019)
RR
Montana(1/4/2019)
RR
Nevada(4/12/2005)
RR
New Hampshire(3/7/2018)
RR
New Mexico(9/19/2019)
RR
New York(1/5/2018)
RR
Ohio(5/22/2024)
RR
Oregon(11/29/2017)
RR
Pennsylvania(1/6/2017)
RR
South Carolina(9/10/2025)
RR
Tennessee(10/9/2020)
RR
Texas(11/16/2016)
IAR
Texas(3/31/2025)
RR
Utah(1/6/2017)
RR
Virginia(10/2/2019)
RR
Washington(4/12/2005)
RR
West Virginia(1/26/2024)
RR
Wyoming(2/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Financial ConsultantCRD#: 104555Goleta, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
