AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
WN

William A Nevius Ii

CRD# 4663933·Registered 2003 - 2024
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William A Nevius II, who also goes by William A Nevius, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 2003 - 2024. William had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William A Nevius

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

23 years in the financial services industry

Current & Past Employments

L.M. KOHN & COMPANY·CRD# 27913
RIA
Louisville, KY
March 2, 2015 - December 31, 2024
L.M. KOHN & COMPANY·CRD# 27913
BD
Louisville, KY
March 2, 2015 - December 31, 2024
MORGAN STANLEY·CRD# 149777
BD
Louisville, KY
February 20, 2012 - February 25, 2015
MORGAN STANLEY·CRD# 149777
RIA
Louisville, KY
February 14, 2012 - February 25, 2015
EDWARD JONES·CRD# 250
RIA
St. Louis, MO
December 5, 2011 - January 20, 2012
CAMARDA WEALTH ADVISORY GROUP·CRD# 113784
RIA
Fleming Island, FL
October 12, 2010 - October 14, 2011
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Louisville, KY
January 6, 2004 - September 23, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Louisville, KY
June 30, 2003 - September 23, 2010

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

LK
L.M. KOHN & COMPANY

A. TURNER FINANCIAL | VISION FINANCIAL PARTNERS | TRUE HARBOUR WEALTH MANAGEMENT | THE TATLAN GROUP | TANKE FINANCIAL GROUP | ROBERT BRYAN FITZPATRICK PC | PRIVATE WEALTH & RETIREMENT SERVICES, LLC | PREFERRED PENSION SOLUTIONS | PLANNING WORKS, LLC | PILOT WEALTH MANAGEMENT | PARADIGM BENEFITS, LLC | NORRIS & COMPANY WEALTH MANAGEMENT, LLC | MILLENNIUM FINANCIAL | MAYHEW WEALTH MANAGEMENT | M3 WEALTH MANAGEMENT/KING FINANCIAL INC./PINZONE FINANCIAL SERVICES/HEALY FINANCIAL SERVICES | LOVE & ASSOCIATES | LOOMIS WEALTH MANAGEMENT, LLC. | LIGHTHOUSE AGENCY INC. | L.M. KOHN NORTH | L.M. KOHN & COMPANY | KOHN WEALTH MANAGEMENT ADVISORS, LLC. | KOHN FINANCIAL CORPORATION | JMK WEALTH ADVISORS | JLA CAPITAL | GROUP PLANS INSURANCE AGENCY INC - A DIVISION OF SHEAKLEY | GREEN & HALLIBURTON, INC. | GELMAN PENSION CONSULTING/CORNERSTONE PENSION CONSULTING | FINANCIAL DESIGNS, LLC | CYR FINANCIAL SERVICES / SHAREFAX FINANCIAL SERVICES | CONWAY FINANCIAL GROUP | CITIZENS FINANCIAL SERVICES | CGI WEALTH MANAGEMENT | CARPENTER WEALTH MANAGEMENT | BUTLER BENEFIT BROKERS INC. | BAKER & COMPANY | ART ROSSER FINANCIAL SERVICES GROUP | ALDYN CAPITAL, LLC

CRD#: 27913 / SEC#: 801-38116, 8-43303
BD
Terminated by SEC on 03/28/2026

Contact Information

Main Address

10151 Carver Rd. Suite 100, Cincinnati, OH 45242

Phone Number

(513) 792-0301

Established

Ohio since 11/27/1990

Firm Type

Corporation

Fiscal Year End

September

Firm Size

Small

# of Employees

85

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A 04-08-2025 (4/8/2025)

Direct owners and executive officers

NamePositionCRD#
CHESS, ROBERT HUBERT JRCHIEF COMPLIANCE OFFICER2444560
ONESTO, RICHARD ERNESTFINOP2453096

Regulatory Assets Under Management

Total Number of Accounts

5,799

AUM (Assets Under Management)

$2,091,208,747

Disclosures

Regulatory Event

1

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALDYN CAPITAL PIC BRANCH OF LM KOHN CO INVESTMENT RELATED, LOUISVILLE KY REGISTERED REPRESENTATIVE INVESTMENT ADVISOR FEBRUARY 2015 APPROXIMATELY 160 HOURS PER MONTH DURING SECURITY HOURS CACI INTERNATIONAL INC/CACI, INC - FEDERAL NOT INVESTMENT RELATED 12021 SUNSET HILLS ROAD, RESTON, VA 20190-5854 DEPARTMENT OF DEFENSE COUTERINTELLIGENCE AND SECURITY AGENCY CONTRACTOR BACKGROUND INVESTIGATOR JANUARY 2024 APPROXIMATELY 40 HOURS PER MONTH, 20 DURING SECURITY HOURS INVESTIGATE SUBJECTS FOR SECURITY CLEARANCES FOR THE DCSA INSURANCE LICENSED IN KENTUCKY FOR ANNUITY, LIFE, AND HEALTH FROM APPROXIMATELY JANUARY 2013 APPROXIMATELY 10 HOURS PER MONTH DOING SECURITY HOURS Owner and only member of Evans Lane, LLC, a Kentucky register LLC. This was established as a pass through vehicle for income and expenses generated from securities activity transacted through LM Kohn and Co. Almost no time is devoted to this activity and nothing takes place except for receiving commissions and paying related expenses. I am a contract 1099 employee for Perspecta. I conduct field investigation work for the United States federal government Office of Personnel Management. I spend approximately 10 hours per month on this activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2003About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2003About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
WN
Follow William
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required