Sam Payrovi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sam Payrovi was a registered financial professional .
Sam is a previously registered financial professional and started their career in finance in 2004. Sam had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2014 - March 3, 2015
GEORGE K. BAUM & COMPANY
November 19, 2012 - October 7, 2014
MESIROW FINANCIAL, INC.
February 22, 2012 - October 25, 2012
COHEN & COMPANY SECURITIES, LLC
June 7, 2011 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
March 31, 2011 - June 2, 2011
COHEN & COMPANY SECURITIES, LLC
July 5, 2006 - October 31, 2008
NATWEST MARKETS SECURITIES INC.
April 5, 2006 - May 16, 2006
GREAT PACIFIC SECURITIES
March 22, 2004 - August 10, 2005
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GEORGE K. BAUM & COMPANY
CRD#: 36354 / SEC#: , 8-47195
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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