Christopher R. Johns
Professional summary
Christopher Ridgley Johns is a registered financial advisor currently at THURSTON SPRINGER ADVISORS located in Bexley, Ohio and THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. located in Bexley, Ohio.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Christopher has worked at 5 firms and has passed the Series 66, Series 52TO, Series 79TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Ridgley Johns's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 20, 2023 - Present
THURSTON SPRINGER ADVISORS
January 13, 2023 - Present
THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.
August 16, 2019 - January 17, 2023
BOENNING & SCATTERGOOD, INC.
August 15, 2019 - January 17, 2023
BOENNING & SCATTERGOOD, INC.
May 3, 2017 - August 15, 2019
CARTWRIGHT ADVISORS LLC
July 25, 2003 - August 16, 2019
SWENEY CARTWRIGHT & COMPANY
Primary Firm SEC Registration
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
State Registrations and Notice Filings
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Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THURSTON SPRINGER ADVISORS
CRD#: 299201 / SEC#: 801-114256
Contact information
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,759 |
| AUM (Assets Under Management) | $ 3,675,305,852 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/21/2025 | ||
| 02/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
