Eric A. Johnson

SEATTLE WEALTH MANAGEMENT LLC

Seattle, WA 98115

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CRD#: 4663826

Professional summary

Eric Arthur Johnson is a registered financial advisor currently at SEATTLE WEALTH MANAGEMENT LLC located in Seattle, Washington.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Eric has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Seattle Wealth Management, LLC; investment related; Seattle, WA; investment advisor; partial owner; 160+ hours per month. 2.) SWM 401(k) plan; investment related; Seattle, WA; company retirement plan; co-trustee; less than 1 hour per month. 3.) SWM8301, LLC; Seattle, WA; not investment related; real estate holding company; partial owner; start date: 07/23/2015; less than 1 hour per month. 4.) Zeolite Composites, LLC; not investment related; Seattle, WA; Business Advisor; start date: April 2022; approximately 4 hours per month. 5.) 4zeomethane, LLC; not investment related; Seattle, WA; research/methane reduction; Co-Owner; April 2023; approx. 8 hours per month; Management and looking for grants

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Arthur Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 24, 2017 - Present

SEATTLE WEALTH MANAGEMENT LLC

Office #1: 8301-a 5th Avenue Ne, Seattle, WA 98115

RIA

CRD#: 285877

Seattle, WA

Past

January 16, 2020 - December 31, 2020

AMERICAN INSTITUTIONAL ASSETS, LLC

RIA

CRD#: 286660

SEATTLE, WA

Past

August 3, 2018 - January 15, 2020

AMERICAN INSTITUTIONAL ASSETS, LLC

RIA

CRD#: 286660

SEATTLE, WA

Past

January 24, 2014 - March 7, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SEATTLE, WA

Past

January 24, 2014 - March 7, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SEATTLE, WA

Past

April 17, 2009 - January 28, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Past

April 17, 2009 - January 28, 2014

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SEATTLE, WA

Past

April 18, 2007 - April 21, 2009

WAMU INVESTMENTS, INC.

CRD#: 599

SEATTLE, WA

Past

April 17, 2007 - April 21, 2009

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

SEATTLE, WA

Past

October 14, 2003 - May 31, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 14, 2003 - May 31, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

October 2, 2003 - May 31, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEATTLE WEALTH MANAGEMENT LLC

CRD#: 285877 / SEC#: 801-108935

RIA

Registered Investment Advisory firm - (1/25/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(8/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/7/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/2003

General Securities Representative Examination

Current Firm

SEATTLE WEALTH MANAGEMENT LLC

CRD#: 285877 / SEC#: 801-108935

RIA

Registered Investment Advisory firm - (1/25/2017 Approved)

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Contact information

Main Address

8301-a 5th Avenue Ne, Seattle, WA 98115

Mailing Address

Phone number

(206) 956-9445

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEATTLE WEALTH MANAGEMENT - FORM ADV PART 2A BROCHURE (2/24/2025)

Regulatory assets under management

Total Number of Accounts	299
AUM (Assets Under Management)	$ 119,332,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric A. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Arthur Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN INSTITUTIONAL ASSETS, LLC

AMERICAN INSTITUTIONAL ASSETS, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SEATTLE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2003

SIE

Date: 3/7/2017

Series 7

Date: 9/4/2003

Current Firm

SEATTLE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEATTLE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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