Darlene P. Wozny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darlene Patricia Wozny, who also goes by Darlene Patricia Noll, Darlene Wozny, was a registered financial professional .
Darlene is a previously registered financial professional and started their career in finance in 2003. Darlene had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2017 - August 12, 2021
REHMANN WEALTH
July 22, 2003 - August 10, 2011
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
REHMANN WEALTH
CRD#: 123047 / SEC#: 801-64587
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
REHMANN WEALTH
CRD#: 123047 / SEC#: 801-64587
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
