Megan E. Gorman

CHEQUERS FINANCIAL MANAGEMENT LLC

San Francisco, CA 94111

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CRD#: 4663531

Professional summary

Megan Elise Gorman is a registered financial advisor currently at CHEQUERS FINANCIAL MANAGEMENT LLC located in San Francisco, California.

Megan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Megan has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Elise Gorman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 9, 2015 - Present

CHEQUERS FINANCIAL MANAGEMENT LLC

Office #1: 434 Jackson Street Suite A, San Francisco, CA 94111

RIA

CRD#: 175209

San Francisco, CA

Past

April 23, 2013 - March 9, 2015

BNY MELLON SECURITIES CORPORATION

CRD#: 231

SAN FRANCISCO, CA

Past

February 25, 2004 - February 25, 2013

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

IRVINE, CA

Past

November 19, 2003 - February 25, 2013

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHEQUERS FINANCIAL MANAGEMENT LLC

CRD#: 175209 / SEC#: 801-107158

RIA

Registered Investment Advisory firm - (1/19/2016 Approved)

California

Registered Investment Advisory firm - (11/4/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2015)

IAR

Texas
(3/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/11/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/18/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/9/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/18/2003

General Securities Representative Examination

Current Firm

CHEQUERS FINANCIAL MANAGEMENT LLC

CRD#: 175209 / SEC#: 801-107158

RIA

Registered Investment Advisory firm - (1/19/2016 Approved)

California

Registered Investment Advisory firm - (11/4/2016 Terminated)

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Contact information

Main Address

434 Jackson Street Suite A, San Francisco, CA 94111

Mailing Address

Phone number

(415) 964-5001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHEQUERS FINANCIAL FORM ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,272
AUM (Assets Under Management)	$ 1,050,177,472

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Megan E. Gorman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Megan Elise Gorman's CRS (Customer Relationship Summary).

Certified licenses

Experience

BNY MELLON SECURITIES CORPORATION

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

CHEQUERS FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/11/2015

Series 66

Date: 2/18/2004

SIE

Date: 3/9/2015

Series 7

Date: 11/18/2003

Current Firm

CHEQUERS FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHEQUERS FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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