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Joseph Anthony Tatusko

Joseph A. Tatusko

CFO CAPITAL MANAGEMENT
Fairfield, CT 06824
Some features on this profile are disabled
CRD#: 4663135
Joseph Anthony Tatusko

Professional summary

Joseph Anthony Tatusko, CFP® is a registered financial advisor currently at CFO CAPITAL MANAGEMENT, LLC located in Fairfield, Connecticut.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Joseph has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Anthony Tatusko's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2006

Experience

Current

November 13, 2018 - Present

CFO CAPITAL MANAGEMENT, LLC

Office #1: 1305 Post Rd Ste. 202, Fairfield, CT 06824
RIA
CRD#: 110950
Fairfield, CT
Past

November 8, 2018 - February 18, 2021

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BD
CRD#: 20804
WESTPORT, CT
Past

October 28, 2016 - December 18, 2018

PRIVATE ADVISOR GROUP, LLC

RIA
CRD#: 155216
Westport, CT
Past

October 28, 2016 - November 20, 2018

LPL FINANCIAL LLC

BD
CRD#: 6413
WESTPORT, CT
Past

May 26, 2003 - October 31, 2016

SMH CAPITAL INVESTMENTS LLC

BD
CRD#: 24535
WESTPORT, CT
Past

May 19, 2003 - October 31, 2016

WESTPORT RESOURCES MANAGEMENT INC

RIA
CRD#: 105306
WESTPORT, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CFO CAPITAL MANAGEMENT, LLC
CFO CAPITAL MANAGEMENT | CRUICE INVESTMENT ADVISORS, LTD. | CRUICE FINANCIAL PLANNING & CRUICE INVESTMENT ADVISORS | CRUICE FINANCIAL PLANNING | CRUICE FINANCIAL ORGANIZATION OR CRUICE FINANCIAL PLANNING | CRUICE FINANCIAL ORGANIZATION OR CFO CAPITAL MANAGEMENT | CRUICE FINANCIAL ORGANIZATION | CFO CAPITAL MANAGEMENT, LLC

CRD#: 110950 / SEC#: 801-30887

RIA
Registered Investment Advisory firm - (11/13/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(11/13/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/27/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 4/1/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 3/29/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 5/22/2003
General Securities Representative Examination

Current Firm

CC
CFO CAPITAL MANAGEMENT, LLC
CFO CAPITAL MANAGEMENT | CRUICE INVESTMENT ADVISORS, LTD. | CRUICE FINANCIAL PLANNING & CRUICE INVESTMENT ADVISORS | CRUICE FINANCIAL PLANNING | CRUICE FINANCIAL ORGANIZATION OR CRUICE FINANCIAL PLANNING | CRUICE FINANCIAL ORGANIZATION OR CFO CAPITAL MANAGEMENT | CRUICE FINANCIAL ORGANIZATION | CFO CAPITAL MANAGEMENT, LLC

CRD#: 110950 / SEC#: 801-30887

RIA
Registered Investment Advisory firm - (11/13/1987 Approved)
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Contact information

Main Address
1305 Post Rd Ste. 202, Fairfield, CT 06824
Mailing Address
Phone number
(203) 221-0202
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CRUICE FINANCIAL ADV - 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts543
AUM (Assets Under Management)$ 218,368,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CFO CAPITAL MANAGEMENT, LLC

CRD#: 110950Fairfield, CT 06824

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