John J. Pantalena
Professional summary
John Joseph Pantalena, who also goes by John J Pantalena Jr, John Joseph Pantalena Jr, John Pantalena, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Pantalena's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2025 - Present
FINALIS SECURITIES LLC
Office #1: 450 Lexington Ave, New York, NY 10017March 23, 2018 - June 5, 2023
GUGGENHEIM SECURITIES, LLC
November 1, 2010 - March 13, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 11, 2005 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
July 18, 2003 - March 31, 2004
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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