Marla A. Mason

A & I WEALTH MANAGEMENT

LONE TREE, CO 80112

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CRD#: 4663035

Professional summary

Marla Anne Mason, CFP®, who also goes by Marla Anne Elrod, is a registered financial advisor currently at A & I WEALTH MANAGEMENT located in Lone Tree, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Lone Tree, Colorado.

Marla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Marla has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marla Anne Elrod

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WILL WORK UNDER RIA DBA A&I FINANCIAL SERVICES LLC DBA A&I WEALTH MANAGEMENT - IAR, AN INVESTMENT RELATED BUSINESS LOCATED AT BRANCH LOCATION. 2) Independent Contractor with various insurance carriers for fixed insurance business. 3) MELISSA MCBRIDE ILIT-TRUSTEE. 4) JASON MCBRIDE ILIT-TRUSTEE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marla Anne Mason's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 19, 2017 - Present

A & I WEALTH MANAGEMENT

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112

RIA

CRD#: 148357

LONE TREE, CO

Current

May 19, 2017 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112

RIA

CRD#: 120894

Lone Tree, CO

Past

December 16, 2003 - June 13, 2017

FORTA FINANCIAL GROUP, INC.

RIA

CRD#: 28784

GREENWOOD VILLAGE, CO

Past

November 12, 2003 - June 13, 2017

FORTA FINANCIAL GROUP, INC.

CRD#: 28784

GREENWOOD VILLAGE, CO

Past

July 31, 2003 - November 18, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

July 24, 2003 - November 18, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 24, 2003 - November 18, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

A & I WEALTH MANAGEMENT

A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/19/2017)

Colorado
(5/19/2017)

IAR

Colorado
(5/19/2017)

Oregon
(10/20/2022)

South Carolina
(7/16/2021)

Utah
(7/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/30/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/23/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

A & I WEALTH MANAGEMENT

A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA

Registered Investment Advisory firm - (1/5/2009 Approved)

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Contact information

Main Address

9605 Kingston Court Suite 190, Lone Tree, CO 80112

Mailing Address

Phone number

(303) 690-5070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (2/22/2025)

Regulatory assets under management

Total Number of Accounts	2,261
AUM (Assets Under Management)	$ 463,877,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marla A. Mason

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marla Anne Mason's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

FORTA FINANCIAL GROUP, INC.

FORTA FINANCIAL GROUP, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

A & I WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 7/30/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/23/2003

FINRA

Current Firm

A & I WEALTH MANAGEMENT

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

A & I WEALTH MANAGEMENT

TRUST BUT VERIFY

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