Zachary E. Bender

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CRD#: 4663004

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Zachary Evan Bender, who also goes by Zack Bender, was a registered financial professional .

Zachary is a previously registered financial professional and started their career in finance in 2003. Zachary had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Zack Bender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Directors; Bender; Zachary E; Director / Vice President; 25 N. Cascade Avenue, Suite 100, , Colorado Springs, CO, 80903; Not Investment-Related; 12/01/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 21, 2024 - December 23, 2024

ENVOY ADVISORY INC.

RIA

CRD#: 306559

COLORADO SPRINGS, CO

Past

April 19, 2023 - May 16, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Colorado Springs, CO

Past

February 4, 2022 - May 16, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Colorado Springs, CO

Past

October 29, 2013 - February 8, 2022

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

COLORADO SPRINGS, CO

Past

August 10, 2007 - October 6, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

COLORADO SPRINGS, CO

Past

August 10, 2007 - October 6, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

COLORADO SPRINGS, CO

Past

July 23, 2003 - August 16, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

COLORADO SPRINGS, CO

Past

July 14, 2003 - August 16, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

COLORADO SPRINGS, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2023

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2013

General Securities Representative Examination

Current Firm

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

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Contact information

Main Address

5333 N Union Blvd Suite 200, Colorado Springs, CO 80918

Mailing Address

Phone number

(888) 879-1376

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVOY ADVISORY INC. ADV PART 2A BROCHURE (7/1/2025)

ENVOY PART 2A APPENDIX 1 - WRAP PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,543
AUM (Assets Under Management)	$ 533,897,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zachary E. Bender

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SECURIAN FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

ENVOY ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2013

Current Firm

ENVOY ADVISORY INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVOY ADVISORY INC.

TRUST BUT VERIFY

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