WP
Wesley R. Pingelton
FULLCIRCLE WEALTH LLC
RICHARDSON, TX 75080
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CRD#: 4662758
WP
Professional summary
Wesley Robert Pingelton, CFP®, who also goes by Wes Robert Pingelton, Wesley Robert Pingelton Mr, is a registered financial advisor currently at FULLCIRCLE WEALTH LLC located in Richardson, Texas.
Wesley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Wesley has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wes Robert Pingelton | Wesley Robert Pingelton Mr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ASH BROKERAGE;INVESTMENT RELATED;9825 KENWOOD ROAD,STE. 204,BLUE ASH,OH 45242;INSURANCE;AGENT;10/1/2012;5 HRS/MONTH;0 HRS DURING TRADING;UTILIZE FOR MY INSURANCE DISTRIBUTION 2)HERITAGE CAPITAL STRATEGIES;INVESTMENT RELATED;9815 TOWNSGATE ROAD,SUITE 120,WESTLAKE VILLAGE,CA 91361;INSURANCE;AGENT;2/1/2012;5 HRS/MONTH;0 HRS DURING TRADING;UTILIZE FOR MY INSURANCE DISTRIBUTION 3)FULLCIRCLE WEALTH;INVESTMENT RELATED;15660 NORTH DALLAS PARKWAY,SUITE 910,DALLAS,TX 75080;INVESTMENT PLANNING,MANAGEMENT;ADVISORY;2/11/2013;40 HRS/MONTH;30 HRS DURING TRADING;INVESTMENT MANAGEMENT,FINANCIAL PLANNING SERVICES,INVESTMENT RESEARCH 4)ARTHUR, GALLAGHER AND CO; 21600 OXNARD STREET SUITE 650, WOODLAND HILLS, CA 91367; NON INVESTMENT RELATED; DISABILITY INSURANCE; AGENT; 11/2017; 2 HRS/MONTH; <1 HRS DURING TRADING; I WILL BE WORKING AT AJ GALLAGHER TO MARKET DI TO PACIFIC MEDICAL ADMINISTRATORS GROUP IN HAWAII 5)RENEGADES SOCCER CLUB, LLC; NON-INVESTMENT RELATED; 1251 DIGITAL DRIVE, RICHARDSON, TX 75081; YOUTH SOCCER CLUB; MANAGING MEMBER; JUNE 2018; 10 HRS/MONTH; O HRS DURING TRADING; SERVE AS A MEMBER OF THE BOARD OF DIRECTORS AND ASSIST THE CFO ON THE BOOKS AND RECORDS 6)RENEGADES SPORTS GROUP, LLC; NON-INVESTMENT RELATED; 1251 DIGITAL DRIVE, RICHARDSON, TX 75081; ADULT/YOUTH SOCCER FACILITY; JULY 2020; 10 HRS/MONTH; 6 HRS DURING TRADING; ASSIST LEADERSHIP TEAM WITH ESTABLISHING AND EXECUTING SOUND BUSINESS PRACTICES 7) RENEGADES HOLDING GROUP, LLC; 1251 DIGITAL DRIVE, RICHARDSON, TX 75081; ADULT/YOUTH SOCCER FACILITY; JULY 2020; 10 HRS/MONTH; 6 HRS DURING TRADING; ASSIST LEADERSHIP TEAM WITH ESTABLISHING AND EXECUTING SOUND BUSINESS PRACTICES
CRS (Client Relationship Summary) - RIA
Click below to view Wesley Robert Pingelton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
March 22, 2013 - Present
FULLCIRCLE WEALTH LLC
Office #1: 3400 N. Central Expy Suite 110, Richardson, TX 75080RIA
CRD#: 166695
RICHARDSON, TX
Past
March 14, 2013 - April 2, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
DALLAS, TX
Past
October 30, 2009 - March 20, 2013
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
DALLAS, TX
Past
October 30, 2009 - March 20, 2013
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
DALLAS, TX
Past
February 4, 2009 - October 15, 2009
BILTMORE CAPITAL ADVISORS
RIA
CRD#: 143965
FRISCO, TX
Past
April 7, 2008 - October 30, 2009
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
ATLANTA, GA
Past
October 6, 2006 - October 30, 2009
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
September 28, 2004 - January 24, 2006
OSAIC FA, INC.
RIA
CRD#: 3978
ATLANTA, GA
Past
July 3, 2003 - January 24, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 3, 2003 - January 24, 2006
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FW
FULLCIRCLE WEALTH LLC
FULLCIRCLE WEALTH LLC
CRD#: 166695 / SEC#: 801-121913
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)California
Registered Investment Advisory firm - (9/24/2021 Terminated)Georgia
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Oklahoma
Registered Investment Advisory firm - (12/18/2018 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/22/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FW
FULLCIRCLE WEALTH LLC
FULLCIRCLE WEALTH LLC
CRD#: 166695 / SEC#: 801-121913
RIA
Registered Investment Advisory firm - (7/30/2021 Approved)California
Registered Investment Advisory firm - (9/24/2021 Terminated)Georgia
Registered Investment Advisory firm - (9/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (10/15/2021 Terminated)Oklahoma
Registered Investment Advisory firm - (12/18/2018 Terminated)Texas
Registered Investment Advisory firm - (8/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6950 Tpc Drive Suite 110, Mckinney, TX 75070
Mailing Address
Phone number
(972) 480-6200
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,702 |
| AUM (Assets Under Management) | $ 393,537,210 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FULLCIRCLE WEALTH LLC
CRD#: 166695Richardson, TX 75080TRUST BUT VERIFY
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