Luke O. Vogt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke Obrien Vogt, who also goes by Luke O Vogt, was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2003. Luke had worked at 3 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2019 - March 12, 2021
DEVON INVESTMENT ADVISORY
March 17, 2006 - August 7, 2007
GLEACHER & COMPANY SECURITIES, INC.
September 1, 2003 - June 15, 2005
FIRST NEW YORK SECURITIES L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 55
Date: 10/21/2003
Limited Representative-Equity Trader ExamCurrent Firm
DEVON INVESTMENT ADVISORY
CRD#: 300425 / SEC#: 801-114850
Contact information
Red Flags
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