Steven J. Lambert
Professional summary
Steven James Lambert, who also goes by Steve Lambert, is a registered financial advisor currently at SLR ADVISORS located in Santa Rosa, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Steven has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven James Lambert's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2023 - Present
SLR ADVISORS
January 16, 2019 - December 9, 2023
SLR FINANCIAL
August 8, 2013 - December 31, 2018
SLR FINANCIAL
April 13, 2012 - October 28, 2015
LPL FINANCIAL LLC
April 13, 2012 - July 19, 2023
LPL FINANCIAL LLC
May 2, 2009 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - April 17, 2012
CHASE INVESTMENT SERVICES CORP.
November 2, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
October 31, 2007 - May 2, 2009
WAMU INVESTMENTS, INC.
March 16, 2007 - October 30, 2007
INVESTORS CAPITAL CORP.
March 16, 2007 - October 30, 2007
INVESTORS CAPITAL CORP.
September 13, 2005 - March 19, 2007
COUNTRYWIDE INVESTMENT SERVICES, INC.
July 7, 2005 - August 31, 2005
WELLS FARGO INVESTMENTS, LLC
March 7, 2005 - August 31, 2005
WELLS FARGO INVESTMENTS, LLC
June 26, 2003 - February 8, 2005
BANCWEST INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/9/2023)
Exams
Current Firm
SLR ADVISORS
CRD#: 325660 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 6,000,000 |
Red Flags
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