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LS

Lucas P. Speltz

ASHLAND ADVISORS PLLC
Van Meter, IA
Some features on this profile are disabled
CRD#: 4662338
LS

Professional summary

Lucas Peter Speltz, who also goes by Luke Speltz, is a registered financial advisor currently at ASHLAND ADVISORS PLLC located in Van Meter, Iowa.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Lucas has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Luke Speltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2018-Present: Ashland Advisors PLLC/Investment Related/Van Meter IA/CPA-Accountant/Firm also serves as an accounting and tax preparation service/Accounting practice activities Involve up to 10% time each month, typically after traditional business hours//(2) 2020-Present: Blue Cross Blue Shield of Minnesota/Not Investment Related/Eagan MN/Director Provider Relations Finance/Involves up to 80% time each month, mostly during traditional business hours.//(3) 2021-Present: 3 Arrows Roasting LLC/Not Investment Related/St Croix Falls WI/Coffee Roasting Business/Chief Financial Officer/Involves less than five percent time each month, typically after traditional business hours//(4) 2022-Present: Juneberry Cafe/Not Investment Related/Taylor's Falls MN/Chief Financial Officer/Involves less than five percent time each month, typically after traditional business hours//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Peter Speltz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 12, 2023 - Present

ASHLAND ADVISORS PLLC

RIA
CRD#: 319577
Van Meter, IA
Past

June 18, 2003 - October 9, 2003

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Iowa
(4/12/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/7/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/21/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/13/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AA
ASHLAND ADVISORS PLLC
ASHLAND ADVISORS | ASHLAND ADVISORS PLLC

CRD#: 319577 / SEC#:

Iowa
Registered Investment Advisory firm - (4/3/2023 Approved)
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Contact information

Main Address
Van Meter, IA
Mailing Address
Phone number
(507) 330-2133
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASHLAND ADVISORS PLLC

CRD#: 319577Van Meter, IA

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