Dominic J. Zamora
Professional summary
Dominic John Zamora is a registered financial professional currently at RCX CAPITAL GROUP, LLC located in Boone, North Carolina.
Dominic is registered as a RR (Registered Representative) and started their career in finance in 2004. Dominic has worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dominic John Zamora's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 1, 2024 - Present
RCX CAPITAL GROUP, LLC
July 17, 2013 - December 31, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
December 9, 2010 - June 13, 2012
VALMARK SECURITIES, INC.
December 3, 2010 - December 31, 2023
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
August 2, 2006 - December 20, 2010
PROSPERA BROKERAGE SOLUTIONS LLC
September 28, 2005 - December 6, 2010
SECURITIES AMERICA, INC.
August 22, 2005 - October 10, 2005
CAP PRO BROKERAGE SERVICES, INC.
April 14, 2004 - December 21, 2010
PROSPERA INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2024)
(8/1/2024)
(8/1/2024)
(8/1/2024)
(8/2/2024)
Exams
FINRA
Current Firm
RCX CAPITAL GROUP, LLC
CRD#: 114290 / SEC#: , 8-53416
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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